DFX Intelligence
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Registered advisor
J•••• W•••••• W••••
Feed of 09/14/2026
Also filed as Jim W••••
At current firm
2 y
since Mar 21, 2024
In the industry
34 y
since Jun 6, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Meridian, Id
- C••••••••• F•••••••• N•••••• national BDAug 22, 2005 to Oct 7, 2015 · Meridian, Id
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 28, 2005 to Sep 9, 2005 · Boise, Id
- C•••••••• I••••••••• R•••••••• I••• unclassifiedSep 16, 2003 to Mar 28, 2005 · Boise, Id
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to C••••• I••••••••• A••••••• L••left Oct 7, 2015, registered Mar 21, 2024 (3088 days) · Affiliated broker-dealer or bank to another
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••••••• F•••••••• N••••••left Sep 9, 2005, registered Aug 22, 2005 (-18 days) · Other
- C•••••••• I••••••••• R•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address