DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••• T••••• G•••••

G••••• F•••••••• S•••••••state registeredCanton, OhIA-onlyIAPD 2234028

Feed of 09/14/2026

Also filed as Kelly G•••••

At current firm

4 y

since Aug 15, 2022

In the industry

29 y

since May 1, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••• F•••••••• S••••••• state registered current
since Aug 15, 2022 · Canton, Oh
S•• BD affiliated
Jan 13, 2014 to Aug 11, 2022 · Canton, Oh
V•••• F•••••••• A•••••••• I••• BD affiliated
Oct 9, 2012 to Feb 6, 2014 · Independence, Oh
C••••• I••••••••• A••••••• L•• BD affiliated
Sep 23, 2011 to Sep 20, 2012 · Canton, Oh
S•• BD affiliated
Jun 8, 2007 to Feb 14, 2011 · Canton, Oh

Moves

a registration end followed by a registration begin elsewhere

S•• to G••••• F•••••••• S•••••••
left Aug 11, 2022, registered Aug 15, 2022 (4 days) · Affiliated broker-dealer or bank to a state-registered adviser
V•••• F•••••••• A•••••••• I••• to S••
left Feb 6, 2014, registered Jan 13, 2014 (-24 days) · Other
C••••• I••••••••• A••••••• L•• to V•••• F•••••••• A•••••••• I•••
left Sep 20, 2012, registered Oct 9, 2012 (19 days) · Other
S•• to C••••• I••••••••• A••••••• L••
left Feb 14, 2011, registered Sep 23, 2011 (221 days) · Other

Signals

K••••• T••••• G••••• left Spc for G••••• F•••••••• S••••••• (registered 2022-08-15)
Aug 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address