DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• O••• P•••••••

L•• F•••••••• L••BD affiliatedRichmond, Va dual registrantIAPD 2234534

Feed of 09/15/2026

At current firm

3 y

since Nov 30, 2022

In the industry

34 y

since Jul 2, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Nov 30, 2022 · Richmond, Va
O•••• I••••••••• I••• BD affiliated
Jun 1, 2008 to Nov 29, 2022 · Blackstone, Va
B• I••••••••• L•• unclassified
Mar 30, 2006 to Jun 1, 2008 · Amelia, Va
S••••• I••••••••• A•••••••• L•• BD affiliated
Jan 24, 2005 to Apr 11, 2006 · Midlothian, Va
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 8, 2000 to Dec 16, 2004 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

O•••• I••••••••• I••• to L•• F•••••••• L••
left Nov 29, 2022, registered Nov 30, 2022 (1 days) · Affiliated broker-dealer or bank to independent RIA
B• I••••••••• L•• to O•••• I••••••••• I•••
left Jun 1, 2008, registered Jun 1, 2008 (0 days) · corporate re-registration, not a move
S••••• I••••••••• A•••••••• L•• to B• I••••••••• L••
left Apr 11, 2006, registered Mar 30, 2006 (-12 days) · Other
C•••••••• G••••• M•••••• I••• to S••••• I••••••••• A•••••••• L••
left Dec 16, 2004, registered Jan 24, 2005 (39 days) · Other

Signals

J•••• O••• P••••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2022-11-30)
Nov 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address