W•••••• J••••• B•••••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Jan 27, 2017 · Estero, Fl
• B• R•••• W••••• M••••••••• former
  Oct 12, 2010 to Dec 17, 2010 · Plymouth, Mi
• R•• C•••••• M••••••• L•• national BD
  Mar 13, 2009 to Oct 15, 2010 · Plymouth, Mi
• F•••••• B•••• W••••• L•• unclassified
  Nov 19, 2002 to Mar 13, 2009 · Plymouth, Mi

• B• R•••• W••••• M••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Dec 17, 2010, registered Jan 27, 2017 (2233 days) · Other
• R•• C•••••• M••••••• L•• to B• R•••• W••••• M•••••••••
  left Oct 15, 2010, registered Oct 12, 2010 (-3 days) · Other
• F•••••• B•••• W••••• L•• to R•• C•••••• M••••••• L••
  left Mar 13, 2009, registered Mar 13, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address