RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• A••• G•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 30, 2025 · San Diego, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Oct 1, 2025 · San Marcos, Ca
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMay 22, 2007 to Jan 2, 2009 · San Marcos, Ca
- B••• P•••• • A••••••••• I•• unclassifiedAug 26, 2005 to Dec 4, 2008 · Gig Harbor, Wa
- M••••• S•••••• D• I••• unclassifiedAug 6, 1999 to Aug 23, 2005 · Gig Harbor, Wa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Oct 1, 2025, registered Sep 30, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- B••• P•••• • A••••••••• I•• to R•••••• J•••• F•••••••• S•••••••• I•••left Dec 4, 2008, registered May 22, 2007 (-562 days) · Other
- M••••• S•••••• D• I••• to B••• P•••• • A••••••••• I••left Aug 23, 2005, registered Aug 26, 2005 (3 days) · Other
- C••••• A••• G••••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2025-09-30)Oct 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address