DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Albert Barrientos
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as John A Barrientos
At current firm
2 y
since Jan 25, 2024
In the industry
24 y
since May 21, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Jan 25, 2024 · Bellevue, Ne
- Raymond James Financial Services Advisors, Inc BD affiliatedJun 19, 2015 to Jan 24, 2024 · Papillion, Ne
- First National Capital Markets, Inc. formerAug 28, 2013 to Jun 18, 2015 · Papillion, Ne
- MML Investors Services, LLC BD affiliatedJul 3, 2012 to Aug 30, 2013 · Omaha, Ne
- Pruco Securities, LLC no RAUMFeb 1, 2012 to Mar 27, 2012 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Ameriprise Financial Services, LLCleft Jan 24, 2024, registered Jan 25, 2024 (1 days) · Affiliated broker-dealer or bank to another
- First National Capital Markets, Inc. to Raymond James Financial Services Advisors, Incleft Jun 18, 2015, registered Jun 19, 2015 (1 days) · Other · moved with a team
- MML Investors Services, LLC to First National Capital Markets, Inc.left Aug 30, 2013, registered Aug 28, 2013 (-2 days) · Other
- Pruco Securities, LLC to MML Investors Services, LLCleft Mar 27, 2012, registered Jul 3, 2012 (98 days) · Other
Signals
- John Albert Barrientos left Raymond James Financial Services Advisors, Inc for Ameriprise Financial Services, Llc (registered 2024-01-25)Jan 24, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address