RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• B••••• S••••••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Jan 11, 2017 · Bala Cynwyd, Pa
- B••••• P••••• W••••• A•••••••• L•• formerFeb 22, 2017 to Apr 27, 2020 · Bala Cynwyd, Pa
- W••••• C•••••• A•••••••• L•• formerNov 16, 2006 to Mar 29, 2017 · Bala Cynwyd, Pa
- P•••••• M••••••••• A••••••••• independent RIAJan 17, 2001 to Nov 9, 2006 · Philadelphia, Pa
- B••••• P••••• W••••• A•••••••• L•• to no registered destinationleft Apr 27, 2020 · Departure, no registered destination
- W••••• C•••••• A•••••••• L•• to B••••• P••••• A•••••••• L••left Mar 29, 2017, registered Jan 11, 2017 (-77 days) · Other
- P•••••• M••••••••• A••••••••• to W••••• C•••••• A•••••••• L••left Nov 9, 2006, registered Nov 16, 2006 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address