RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• M•••••••
- W•••••• W••••• M••••••••• L•• independent RIA currentsince Oct 21, 2016 · Happy Valley, Or
- F•••••••• A•••••••• I••••••••• M••••••••• formerOct 9, 2015 to Nov 9, 2016 · Portland, Or
- U••• B•••••• I••••••••• I••• formerAug 4, 2009 to Sep 4, 2015 · Tualatin, Or
- W•••• F•••• I••••••••• L•• unclassifiedApr 15, 2008 to Jul 20, 2009 · Portland, Or
- U••• B•••••• I••••••••• I••• formerJan 23, 2006 to Apr 10, 2008 · Beaverton, Or
- C••••• A•••••• N••••••• L•• formerOct 4, 2002 to Oct 7, 2003 · Scottsdale, Az
- F•••••••• A•••••••• I••••••••• M••••••••• to W•••••• W••••• M••••••••• L••left Nov 9, 2016, registered Oct 21, 2016 (-19 days) · Other
- U••• B•••••• I••••••••• I••• to F•••••••• A•••••••• I••••••••• M•••••••••left Sep 4, 2015, registered Oct 9, 2015 (35 days) · Other
- W•••• F•••• I••••••••• L•• to U••• B•••••• I••••••••• I•••left Jul 20, 2009, registered Aug 4, 2009 (15 days) · Other
- U••• B•••••• I••••••••• I••• to W•••• F•••• I••••••••• L••left Apr 10, 2008, registered Apr 15, 2008 (5 days) · Other
- C••••• A•••••• N••••••• L•• to U••• B•••••• I••••••••• I•••left Oct 7, 2003, registered Jan 23, 2006 (839 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address