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Registered advisor
T••••• H••••• P•••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as T••••• P•••••••
At current firm
3 y
since Jun 29, 2023
In the industry
34 y
since Jun 1, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Mclean, Va
- V••• F•••••••• A•••••••• I••• BD affiliatedNov 10, 2003 to Jun 9, 2021 · Vienna, Va
- J••• A••••••• • A••••••••• I••• unclassifiedDec 11, 1996 to Aug 29, 2003 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
- J••• A••••••• • A••••••••• I••• to V••• F•••••••• A•••••••• I•••left Aug 29, 2003, registered Nov 10, 2003 (73 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address