RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• D•••
- D••••••• P••••••• L••••• mixed wealth currentsince Jul 9, 2020 · Manhattan Beach, Ca
- D••••••• C•••••• M••••••••• A•••••••• I•• formerNov 25, 2014 to Mar 7, 2019 · Philadelphia, Pa
- T•• I••••••••• M••••••••• C•••••• L•• asset managerJan 22, 2003 to Nov 19, 2014 · Los Angeles, Ca
- P••••• I••••••••• M••••••••• L•• asset managerNov 8, 2001 to Nov 4, 2002 · Boston, Ma
- D••••••• C•••••• M••••••••• A•••••••• I•• to D••••••• P••••••• L•••••left Mar 7, 2019, registered Jul 9, 2020 (490 days) · Other
- T•• I••••••••• M••••••••• C•••••• L•• to D••••••• C•••••• M••••••••• A•••••••• I••left Nov 19, 2014, registered Nov 25, 2014 (6 days) · Other
- P••••• I••••••••• M••••••••• L•• to T•• I••••••••• M••••••••• C•••••• L••left Nov 4, 2002, registered Jan 22, 2003 (79 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address