DFX Intelligence
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Registered advisor
G•••••• K•••••• S••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedFlagstaff, Az dual registrantIAPD 2238747
Certified Financial Planner
Feed of 09/15/2026
Also filed as G•••••• S••••
At current firm
10 y
since May 16, 2016
In the industry
25 y
since Jan 11, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 16, 2016 · Flagstaff, Az
- J•••••• R•••••••• W••••• A•••••••• I••• unclassifiedJun 10, 2008 to May 29, 2020 · Scottsdale, Az
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMay 28, 2008 to Apr 29, 2016 · Scottsdale, Az
- B••••••• I••••••••• S•••••••• I••• ••••• formerJun 27, 2006 to May 27, 2008 · Tolleson, Az
- C••••• I••••••••• S••••••• L•• formerMay 6, 2002 to May 17, 2006 · Tolleson, Az
Moves
a registration end followed by a registration begin elsewhere
- J•••••• R•••••••• W••••• A•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 29, 2020, registered May 16, 2016 (-1474 days) · Other · moved with a team
- C•••••••• I••••••••• R••••••• A•••••••• I••• to J•••••• R•••••••• W••••• A•••••••• I•••left Apr 29, 2016, registered Jun 10, 2008 (-2880 days) · Other · moved with a team
- B••••••• I••••••••• S•••••••• I••• ••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 27, 2008, registered May 28, 2008 (1 days) · Other
- C••••• I••••••••• S••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left May 17, 2006, registered Jun 27, 2006 (41 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address