DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eugene Francis Balerna
Feed of 09/14/2026
Also filed as Gene Francis Balerna
At current firm
1 y
since Jan 1, 2025
In the industry
34 y
since Jul 23, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Bedminster Group independent RIA currentsince Jan 1, 2025 · Bluffton, Sc
- Oak Advisors, LLC independent RIASep 20, 2016 to Jul 31, 2017 · Bluffton, Sc
- Dividend Assets Capital, LLC independent RIAMar 25, 2015 to Sep 14, 2016 · Ridgeland, Sc
- Alpha Investment Advisors, Inc. formerApr 4, 2006 to Mar 16, 2015 · Walpole, Ma
- The Danforth Associates, Inc formerMar 16, 2005 to Mar 15, 2006 · Wellesley, Ma
- Alpha Investment Advisors, Inc. formerOct 24, 1999 to Oct 18, 2005 · Norton, Ma
Moves
a registration end followed by a registration begin elsewhere
- Oak Advisors, LLC to The Bedminster Groupleft Jul 31, 2017, registered Jan 1, 2025 (2711 days) · Other
- Dividend Assets Capital, LLC to Oak Advisors, LLCleft Sep 14, 2016, registered Sep 20, 2016 (6 days) · Other
- Alpha Investment Advisors, Inc. to Dividend Assets Capital, LLCleft Mar 16, 2015, registered Mar 25, 2015 (9 days) · Other
- The Danforth Associates, Inc to Alpha Investment Advisors, Inc.left Mar 15, 2006, registered Apr 4, 2006 (20 days) · Other
- Alpha Investment Advisors, Inc. to The Danforth Associates, Incleft Oct 18, 2005, registered Mar 16, 2005 (-216 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address