DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Oak Advisors, LLC
Latest filing Feb 14, 2026
First filing on the tape Feb 28, 2012 · 30 filings
SEC status approved since Oct 25, 2005
RAUM
$285M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$284M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$47.5M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$285M as of Feb 14, 2026
Feb 28, 2012$102M then
HNW client RAUM$247M as of Feb 14, 2026
Mar 26, 2018$112M then
State-registered IARs (5.B.3)6 as of Feb 14, 2026
Feb 28, 20120 then
Employees (5.A)6 as of Feb 14, 2026
Feb 1, 20135 then
Private funds: no history
RAUM +18% over the last fiscal year+16% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Feb 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $47.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $544,435derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -17%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$247M87%
- Individuals$37.5M13%
- Charitable organizations$423,2100.1%
- Individual clients
- 94reported
- HNW clients
- 69reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 523reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michelle Ann MyhreCertified Financial Planner | Bluffton, Sc | Oct 24, 2005 | 28 y | 2 |
| John Charles Chiacchiero | Bluffton, Sc | Oct 24, 2005 | 28 y | 1 |
| Alfred Anthony Cerrati | Bluffton, Sc | Nov 22, 2005 | 20 y | 0 |
| Heidi Obenauer YoshidaCertified Financial Planner | Bluffton, Sc | Jan 9, 2018 | 25 y | 2 |
| Sarah HuieCertified Financial Planner | Bluffton, Sc | Aug 10, 2020 | 16 y | 0 |
| Kevin Anthony Myhre | Bluffton, Sc | Feb 10, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Jennifer Ahendt Thompson to Southstate Advisory, Inc.Oct 31, 2017 · Other
- Eugene Francis Balerna to The Bedminster GroupJul 31, 2017 · Other
- Jeannette Vivas to Wells Fargo AdvisorsSep 4, 2012 · Other
- Eric Michael Gluse to Raymond James Financial Services Advisors, IncNov 2, 2010 · Other
Joined, latest
- Heidi Obenauer Yoshida from Chatham Capital Group IncJan 9, 2018 · Other
- Eugene Francis Balerna from Dividend Assets Capital, LLCSep 20, 2016 · Other
- Jennifer Ahendt Thompson from Pruco Securities, LLCOct 17, 2012 · Other
- Jeannette Vivas from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 11, 2011 · Other
- Eric Michael Gluse from Suntrust Investment Services, Inc.Aug 18, 2009 · Other
- John Charles Chiacchiero from Melhado, Flynn & Associates, Inc.Oct 24, 2005 · Other
- Michelle Ann Myhre from Melhado, Flynn & Associates, Inc.Oct 24, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Charles John Chiacchiero · Chief Compliance Officer (Cco) And Managing Membercontrolsince 09/2005 · owns 50% to 75%
- Ann Michelle Myhre · Managing Membercontrolsince 09/2005 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bluffton, Sc · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 491 to 523Sep 24, 2025 to Feb 14, 2026
- HNW clients · 63 to 69Sep 24, 2025 to Feb 14, 2026
- Individual clients · 133 to 94Sep 24, 2025 to Feb 14, 2026
- Discretionary RAUM · $242M to $285MSep 24, 2025 to Feb 14, 2026
- HNW RAUM · $201M to $247MSep 24, 2025 to Feb 14, 2026
- Individual RAUM · $40.6M to $37.5MSep 24, 2025 to Feb 14, 2026
- RAUM · $242M to $285MSep 24, 2025 to Feb 14, 2026
- Accounts · 463 to 491Jan 24, 2024 to Mar 12, 2025
- HNW clients · 62 to 63Jan 24, 2024 to Mar 12, 2025
- Individual clients · 106 to 133Jan 24, 2024 to Mar 12, 2025
- Employees · 7 to 6Jan 24, 2024 to Mar 12, 2025
- Financial planning clients · 1-10 to 1-10Jan 24, 2024 to Mar 12, 2025
- Discretionary RAUM · $209M to $242MJan 24, 2024 to Mar 12, 2025
- HNW RAUM · $178M to $201MJan 24, 2024 to Mar 12, 2025
- Individual RAUM · $30.6M to $40.6MJan 24, 2024 to Mar 12, 2025
- Non-discretionary RAUM · $231,063 to $0Jan 24, 2024 to Mar 12, 2025
- Pension RAUM · 231063.0 to unsetJan 24, 2024 to Mar 12, 2025
- RAUM · $210M to $242MJan 24, 2024 to Mar 12, 2025
- Accounts · 416 to 463Feb 15, 2023 to Jan 20, 2024
- Advisory employees · 7 to 6Feb 15, 2023 to Jan 20, 2024
- HNW clients · 42 to 62Feb 15, 2023 to Jan 20, 2024
- Individual clients · 117 to 106Feb 15, 2023 to Jan 20, 2024
- Employees · 8 to 7Feb 15, 2023 to Jan 20, 2024
- State-registered IARs · 7 to 6Feb 15, 2023 to Jan 20, 2024
- Discretionary RAUM · $182M to $209MFeb 15, 2023 to Jan 20, 2024
- HNW RAUM · $137M to $178MFeb 15, 2023 to Jan 20, 2024
- Individual RAUM · $44.5M to $30.6MFeb 15, 2023 to Jan 20, 2024
- Non-discretionary RAUM · $148,822 to $231,063Feb 15, 2023 to Jan 20, 2024
- Pension RAUM · $148,822 to $231,063Feb 15, 2023 to Jan 20, 2024
- RAUM · $182M to $210MFeb 15, 2023 to Jan 20, 2024
- Accounts · 410 to 416Oct 12, 2022 to Feb 7, 2023
- Charity clients · 0.0 to unsetOct 12, 2022 to Feb 7, 2023
- Corporate clients · 0.0 to unsetOct 12, 2022 to Feb 7, 2023
- HNW clients · 38 to 42Oct 12, 2022 to Feb 7, 2023
- Individual clients · 109 to 117Oct 12, 2022 to Feb 7, 2023
- Pension plan clients · 0.0 to unsetOct 12, 2022 to Feb 7, 2023
- Pooled vehicle clients · 0.0 to unsetOct 12, 2022 to Feb 7, 2023
- Employees · 9 to 8Oct 12, 2022 to Feb 7, 2023
- Discretionary RAUM · $206M to $182MOct 12, 2022 to Feb 7, 2023
- HNW RAUM · $43.2M to $137MOct 12, 2022 to Feb 7, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- al@oakadvisors.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 843-757-9338reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 843-757-9339reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- oakadvisors.netreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 843-757-9339reportedpublic record, Form ADV, Feb 14, 2026
- Contact form
- oakadvisors.net/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- oakadvisors.net/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026