DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••• A•••• R•••••••••

P••••••••• B•••••••• S•••••••• I•••independent RIAGreen Bay, Widual registrantIAPD 2239578

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as B••• A•••• R•••••••••

At current firm

3 y

since Apr 4, 2023

In the industry

22 y

since Mar 9, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••••••••• B•••••••• S•••••••• I••• independent RIA current
since Apr 4, 2023 · Green Bay, Wi
C••• F•••••••• S•••••••• L••• former
Jan 23, 2023 to Mar 27, 2023 · Green Bay, Wi
L•• F•••••••• L•• BD affiliated
Oct 1, 2014 to Feb 6, 2023 · Green Bay, Wi
S••••••••• A•••••• A•••••••• I••• former
Nov 4, 2009 to Oct 31, 2014 · Green Bay, Wi

Moves

a registration end followed by a registration begin elsewhere

C••• F•••••••• S•••••••• L••• to P••••••••• B•••••••• S•••••••• I•••
left Mar 27, 2023, registered Apr 4, 2023 (8 days) · Affiliated broker-dealer or bank to independent RIA
L•• F•••••••• L•• to C••• F•••••••• S•••••••• L•••
left Feb 6, 2023, registered Jan 23, 2023 (-14 days) · RIA to affiliated broker-dealer or bank · moved with a team
S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••
left Oct 31, 2014, registered Oct 1, 2014 (-30 days) · Other

Signals

B••• A•••• R••••••••• left C••• F•••••••• S•••••••• L••• for P••••••••• B•••••••• S•••••••• I••• (registered 2023-04-04)
Mar 27, 2023 · Advisor changed firm · fact
B••• A•••• R••••••••• left L•• F•••••••• L•• for C••• F•••••••• S•••••••• L••• (registered 2023-01-23)
Feb 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address