DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••••• B•••••••• S•••••••• I•••
Latest filing Apr 15, 2026
First filing on the tape Mar 27, 2012 · 37 filings
SEC status approved since May 1, 2012
RAUM
$1.4B
reported, Item 5.F
Discretionary
57%
of RAUM
Private clients
99%
$1.3B individuals and HNW
Advisors
176
registered through the firm on IAPD
RAUM per advisor
$7.7M
derived; firm RAUM over IAPD count
Employees
318
165 advisory (5.B.1)
Offices
133
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$1.4B as of Apr 15, 2026
Mar 30, 2012$69.3M then
HNW client RAUM$494M as of Apr 15, 2026
Mar 29, 2018$86.9M then
State-registered IARs (5.B.3)165 as of Apr 15, 2026
Mar 30, 20120 then
Employees (5.A)318 as of Apr 15, 2026
Mar 28, 2013217 then
Private funds: no history
RAUM +49% over the last fiscal year+13% a year over threeIARs 161 to 165
Practice profile
derived from the filing of Apr 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $7.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 28derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $441,100derivedHNW RAUM over HNW clients
- Average account
- $194,226derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 57%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 1.3derived134 offices incl. principal (1.F.5)
- RAUM growth, one year
- +49%derivedbetween the last two annual amendments
- Advisor growth, one year
- +2.5%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $1.0BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$850M63%
- High-net-worth individuals$494M36%
- Pension and profit-sharing plans$6.5M0.5%
- Corporations and businesses$4.5M0.3%
- Charitable organizations$3.0M0.2%
- Individual clients
- 3,725reported
- HNW clients
- 1,120reported
- Pension plan clients
- 4reported
- Charitable clients
- 8reported
- Accounts
- 6,993reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=318.0derived
Advisors registered through the firm
176 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••••••• A••••• S•••••••• | Oshkosh, Wi | Nov 6, 1997 | 31 y | 0 |
| W•••••• S•••• V•• E••Certified Financial Planner, Chartered Financial Consultant | Green Bay, Wi | Jun 8, 1998 | 37 y | 0 |
| R••••• J••• P••••••Certified Financial Planner | R•••Sburg, Wi | May 18, 1999 | 33 y | 0 |
| R••••• W•••••• W••••••• | Wausau, Wi | Feb 3, 2003 | 23 y | 0 |
| T•••• L•••• T••••• | Beaver Dam, Wi | Mar 18, 2003 | 40 y | 0 |
| G••• R•••••• R•••Certified Financial Planner | Appleton, Wi | Jun 23, 2003 | 30 y | 0 |
| J•••••• A••• G•••Certified Financial Planner | Green Bay, Wi | Aug 1, 2003 | 38 y | 0 |
| J•••• J••• G•••••• | Kiel, Wi | Feb 5, 2004 | 31 y | 0 |
| B•••• J•••• R••••Certified Financial Planner | Green Bay, Wi | Aug 16, 2005 | 27 y | 0 |
| A•••• A••••• D•••••• | Green Bay, Wi | Aug 31, 2005 | 25 y | 0 |
| F••• H••••• M•••••••Chartered Financial Consultant | Oconomowoc, Wi | Dec 16, 2005 | 48 y | 0 |
| B••• D•••• N••••• | Escanaba, Mi | Jan 30, 2006 | 29 y | 1 |
| J•••• A• O•••••• | Kiel, Wi | Apr 26, 2006 | 20 y | 0 |
| C••• A••••••• M••••Certified Financial Planner | Green Bay, Wi | Jul 6, 2007 | 20 y | 0 |
| E••••• A•••• D•••• | Holmen, Wi | Oct 1, 2008 | 35 y | 2 |
| P••••• R•• E•••••Certified Financial Planner | Green Bay, Wi | Nov 17, 2008 | 24 y | 0 |
| D•••• J••••• S••••••••• | Mondovi, Wi | Jul 9, 2009 | 40 y | 2 |
| P••• S••••• F••••••Chartered Financial Consultant | Menomonie, Wi | Sep 1, 2009 | 50 y | 1 |
| W•••••• W• M••••• | Oshkosh, Wi | Sep 8, 2009 | 25 y | 1 |
| L••••••• M••• S••••Chartered Financial Consultant | Morris Plains, Nj | Oct 28, 2009 | 37 y | 1 |
| B••••••• A••• M•••• | Hutchinson, Ks | Jan 14, 2010 | 27 y | 1 |
| R••••• J•••• M•••••• | Green Bay, Wi | Feb 22, 2010 | 29 y | 0 |
| N••••• C•••• M•••• | Columbus, Oh | Oct 12, 2010 | 19 y | 1 |
| T••••• E•••• E••••• | Depere, Wi | Nov 2, 2010 | 39 y | 0 |
| M•••••• R••••• M••••Certified Financial Planner | Green Bay, Wi | Jan 31, 2011 | 17 y | 1 |
| T••••• L••••• B••••• | Oconomowoc, Wi | Aug 11, 2011 | 26 y | 1 |
| D••• D••••• H•••• | Green Bay, Wi | Sep 9, 2011 | 29 y | 0 |
| K•••• A••• B•••• | Kingsley, Ia | Nov 14, 2011 | 21 y | 2 |
| C•••••• A•• B••••• | Depere, Wi | Nov 30, 2011 | 34 y | 0 |
| S•••• A••• R••• | Hebron, Oh | Jan 25, 2012 | 21 y | 4 |
| G••• F•••• M••• | Oconomowoc, Wi | Feb 21, 2012 | 36 y | 0 |
| T••• B•••• W••••••• | Evans, Co | May 1, 2012 | 30 y | 0 |
| L••• A•• M••••• | Hutchinson, Ks | Jul 30, 2012 | 15 y | 0 |
| P••• R• P•••••Certified Financial Planner, Chartered Financial Consultant | Brookfield, Wi | Dec 3, 2012 | 18 y | 1 |
| G••• A•••• G•••••• | Rugby, Nd | Feb 25, 2013 | 28 y | 1 |
| J••• E•••• F••••••• | Wausau, Wi | Mar 7, 2013 | 32 y | 2 |
| A••••• I•• R•••••• | Wauwatosa, Wi | Mar 7, 2013 | 31 y | 0 |
| G••• M• T•••• | Luxemburg, Wi | May 10, 2013 | 23 y | 1 |
| Z•••••• P• K•••• | Appleton, Wi | Nov 18, 2013 | 19 y | 0 |
| J••••••• E• V••••••••Chartered Financial Consultant | Green Bay, Wi | Dec 2, 2013 | 19 y | 1 |
Advisor movement
9 left, 8 joined in 12 months
net -1 in 12 months4 left in 90 days2 joined in 90 daysdeparture rate 5.1% of current headcount15 left over 36 months
Left, latest
- R••••• D••• F••••• to N•• H•••••• W••••• M••••••••• L••Jul 31, 2026 · RIA to a state-registered adviser
- D•••• W•••••• R••• to N•• H•••••• W••••• M••••••••• L••Jul 30, 2026 · RIA to a state-registered adviser
- E••• D••• S••••• to N•• H•••••• W••••• M••••••••• L••Jul 30, 2026 · RIA to a state-registered adviser
- T•••• W••• F••••• to N•• H•••••• W••••• M••••••••• L••Jul 30, 2026 · RIA to a state-registered adviser
- L••• H• H••••• to L•• F•••••••• L••Jun 8, 2026 · RIA to affiliated broker-dealer or bank
- B•••• L• P••••• to S•••••• P•••••••• L••Mar 20, 2026 · RIA to RIA
- M•••••• F••••••• K•••• to E•• F•••••••• A•••••••Dec 8, 2025 · RIA to RIA
- M•••••• T••••• G•••• to P••• A••••• S••••••••• L••Sep 30, 2025 · RIA to affiliated broker-dealer or bank
- A••• M•••••• L••••• to I••• W••••• M••••••••• L••Sep 29, 2025 · RIA to RIA
- T•• T••••• S•••• to A•• F•••••••• A•••••••• L••Mar 18, 2025 · RIA to RIA
- M••••••• Z•••••• to L•• E••••••••• L••Mar 4, 2025 · RIA to affiliated broker-dealer or bank
- W•••• L••••• T••••• to L•• F•••••••• L••Oct 24, 2024 · RIA to affiliated broker-dealer or bank
- M••• R•••••• B•••• to E•••••• A••••••• G••••• L••Oct 4, 2024 · RIA to affiliated broker-dealer or bank
- M•••••• A•• J•••• to P•••••••• S••••••••• I•••Apr 24, 2024 · RIA to affiliated broker-dealer or bank
- R•••••• W•••••• B••••• to S•••••••• W••••• M•••••••••Apr 17, 2024 · RIA to RIA
Joined, latest
- K•••••• D••• M••••• from K••••• A••••••• S•••••••• L••Sep 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- M•••••• G• from E•••• S••••••••• L••Jun 24, 2026 · Affiliated broker-dealer or bank to independent RIA
- J••• P•••• W•••••• from E•••••••• A•••••••• L••Jun 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- T•••••• J• M•••••••• from D•••••••• • C•••••• L••Dec 15, 2025 · Affiliated broker-dealer or bank to independent RIA
- H•••• T••••• J•••••• from C••••••••• S••••••••• L••Dec 4, 2025 · Affiliated broker-dealer or bank to independent RIA
- R•••••• S•••• B••• from O•••• W•••••• I•••Oct 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- S•••• P• R••••• from C••••••• A•••• M••••••••• L••Oct 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- E••• D••• S••••• from S•••• F••• I••••••••• M••••••••• C••••Sep 29, 2025 · Other
- H•••••• F•••••••• A•••• from H•••••• I••••••••• I•••Sep 3, 2025 · RIA to RIA
- J•••••• G•••• S••••• from D••••••••• C•••••• W••••• M••••••••• L••Aug 13, 2025 · Other
- C••••••••• T••••• B•••••••• from P•• A••••••• S•••••••• L••Mar 6, 2025 · RIA to RIA
- J•••• C•••• from A•••••• A••••••• S•••••••Feb 27, 2025 · Affiliated broker-dealer or bank to independent RIA
- K•••• A•••• S••••••• from A••••••• F•••••••• A•••••••• L••Feb 26, 2025 · Affiliated broker-dealer or bank to independent RIA
- D••••• T•••• T•••• P••• from C••••• I••••••••• A••••••• L••Jan 31, 2025 · Affiliated broker-dealer or bank to independent RIA
- L•••••• K•• S••••• from M•••• C••••••• A••••••• S••••••Jan 15, 2025 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for N•• H•••••• W••••• M••••••••• L••Jul 30, 2026 · Ca••••, Oh
- 2 left for A••••• F••••••••Jul 23, 2020 · Green Bay, Wi
- 2 left for S•••••••• F••••••••• I•••Nov 9, 2018 · Green Bay, Wi
- 2 left for C••••••• F•••••••• G••••• L•••May 31, 2018 · Green Bay, Wi
- 2 left for S•• I••••••••• I•••Aug 16, 2016 · Menasha, Wi
- 2 joined from A•••••• A••••••• S•••••••Jun 4, 2021 · North Billercia, Ma
- 7 joined from F•••••••• E••••• S•••••••• I•••Oct 10, 2018 · City Of Industry, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••• A•••• A••••• · Shareholder, C•••• Compliance Officercontrolsince 08/2013 · owns less than 5%
- K••••• Z•••••• P• · Director, Shareholder, Ceocontrolsince 02/2009 · owns 10% to 25%
- M••••• J••• O••••• · Director Of Finance And Operationscontrolsince 03/2015 · owns less than 5%
- S••••••• J•••• T•••• · Director Of Financecontrolsince 11/2025 · owns less than 5%
- V••••••••• D•••• J•••• · Director Of Operationscontrolsince 11/2025 · owns less than 5%
- Z••••••••• S•••• P••• · Director Of Recruitingcontrolsince 08/2012 · owns less than 5%
- B•••••••• K•••• P• · Shareholdersince 07/1995 · owns 10% to 25%
- B•••••••• W•••• A• · Director, Treasurer, Shareholdersince 12/1995 · owns 10% to 25%
- V•• E••• W•••••• S•••• · Director, Shareholder, Chairman Of The Board Board President & Secretarysince 10/2003 · owns 25% to 50%
- W••••••••• S••••• G• · Director, Shareholder, Vice Chairman , Treasurersince 10/2003 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Green Bay, Wi · principal | 137 | 14 | 5 | ||
| Wausau, Wi | 14 | 0 | 0 | ||
| Oconomowoc, Wi | 10 | 0 | 0 | ||
| Depere, Wi | 7 | 0 | 0 | ||
| City Of Industry, Ca | 6 | 0 | 0 | ||
| Appleton, Wi | 5 | 0 | 0 | ||
| Kiel, Wi | 5 | 0 | 0 | ||
| Oshkosh, Wi | 4 | 1 | 0 | ||
| Huntingdon, Pa | 3 | 0 | 0 | ||
| Hutchinson, Ks | 3 | 0 | 0 | ||
| Oconto, Wi | 3 | 0 | 0 | ||
| Middleton, Wi | 2 | 0 | 0 | ||
| Minocqua, Wi | 2 | 0 | 0 | ||
| Needham, Ma | 2 | 0 | 0 | ||
| North Bille•••A, Ma | 2 | 0 | 0 | ||
| Olney, Il | 2 | 0 | 0 | ||
| Pres••••, Az | 2 | 0 | 0 | ||
| R•••Sburg, Wi | 2 | 0 | 0 | ||
| Rockford, Il | 2 | 0 | 0 | ||
| Rosemead, Ca | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Green Bay, WI5 employees
- Oconomowoc, WI4 employees
- Wausau, WI3 employees
- Kiel, WI3 employees
- Green Bay, WI3 employees
- Traverse City, MI2 employees
- Kingston Springs, TN2 employees
- Oconto, WI2 employees
- Ca••••, OH2 employees
- Holmen, WI2 employees
- Hutchinson, KS2 employees
- Brookfield, WI2 employees
- Waupon, WI2 employees
- Middleton, WI2 employees
- Fr•••Om, WI2 employees
- Huntingdon, PA2 employees
- Ridgetop, TN2 employees
- Stillwater, MN1 employees
- Hebron, OH1 employees
- , 1 employees
- Green Bay, WI1 employees
- Minocqua, WI1 employees
- Green Bay, WI1 employees
- Sauk City, WI1 employees
- , 1 employees
ADV anomalies
8 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 15, 2026V••••••••• D•••• J•••• (DIRECTOR OF OPERATIONS) appeared on Schedule A between the filings of 2015-03-31 and 2026-04-15peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- control person changedChange between filings · filing Apr 15, 2026S••••••• J•••• T•••• (DIRECTOR OF FINANCE) appeared on Schedule A between the filings of 2015-03-31 and 2026-04-15peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- RAUM up 25 %Change between filings · filing Apr 15, 2026RAUM (Item 5.F) moved from $909,478,703 to $1,358,224,265 (+49.0%) between the annual amendments of 2025-03-27 and 2026-04-15; the peer median change was +17.0% (1298 comparable advisers, 93.0th percentile of changes)peers: WEALTH_I•••••••••, $1B to $5B (1,298) · 93% percentile
- account count surgeChange between filings · filing Apr 15, 2026accounts (Item 5.F.2.f) moved from 4,245.0 to 6,993.0 (+65.0%) between the annual amendments of 2025-03-27 and 2026-04-15; the peer median change was +6.0% (1206 comparable advisers, 94.0th percentile of changes)peers: WEALTH_I•••••••••, $1B to $5B (1,206) · 94% percentile
- control person changedChange between filings · filing Apr 15, 2026Z••••••••• S•••• P••• (DIRECTOR OF RECRUITING) appeared on Schedule A between the filings of 2015-03-31 and 2026-04-15peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- control person changedChange between filings · filing Apr 15, 2026M••••• J••• O••••• (DIRECTOR OF FINANCE AND OPERATIONS) left Schedule A between the filings of 2015-03-31 and 2026-04-15peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- control person changedChange between filings · filing Apr 15, 2026K••••• Z•••••• P• (DIRECTOR, SHAREHOLDER, CEO) left Schedule A between the filings of 2015-03-31 and 2026-04-15peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- HNW share shiftChange between filings · filing Apr 15, 2026HNW share of RAUM moved from 16.0% to 36.0% between the annual amendments of 2025-03-27 and 2026-04-15peers: WEALTH_I•••••••••, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 4,245 to 6,993Aug 28, 2025 to Mar 27, 2026
- Advisory employees · 161 to 165Aug 28, 2025 to Mar 27, 2026
- BD registered reps · 286 to 318Aug 28, 2025 to Mar 27, 2026
- Charity clients · 5 to 8Aug 28, 2025 to Mar 27, 2026
- Corporate clients · 9 to 11Aug 28, 2025 to Mar 27, 2026
- HNW clients · 268 to 1,120Aug 28, 2025 to Mar 27, 2026
- Individual clients · 3,958 to 3,725Aug 28, 2025 to Mar 27, 2026
- Pension plan clients · 5 to 4Aug 28, 2025 to Mar 27, 2026
- Employees · 286 to 318Aug 28, 2025 to Mar 27, 2026
- State-registered IARs · 161 to 165Aug 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $569M to $769MAug 28, 2025 to Mar 27, 2026
- HNW RAUM · $146M to $494MAug 28, 2025 to Mar 27, 2026
- Individual RAUM · $749M to $850MAug 28, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $340M to $590MAug 28, 2025 to Mar 27, 2026
- Pension RAUM · $8.8M to $6.5MAug 28, 2025 to Mar 27, 2026
- RAUM · $909M to $1.4BAug 28, 2025 to Mar 27, 2026
- Accounts · 4,831 to 4,245Jun 26, 2024 to Mar 27, 2025
- Advisory employees · 144 to 161Jun 26, 2024 to Mar 27, 2025
- BD registered reps · 290 to 286Jun 26, 2024 to Mar 27, 2025
- Corporate clients · 11 to 9Jun 26, 2024 to Mar 27, 2025
- HNW clients · 238 to 268Jun 26, 2024 to Mar 27, 2025
- Individual clients · 4,577 to 3,958Jun 26, 2024 to Mar 27, 2025
- Pension plan clients · 7 to 5Jun 26, 2024 to Mar 27, 2025
- Employees · 290 to 286Jun 26, 2024 to Mar 27, 2025
- Financial planning clients · 101-250 to 101-250Jun 26, 2024 to Mar 27, 2025
- State-registered IARs · 144 to 161Jun 26, 2024 to Mar 27, 2025
- Discretionary RAUM · $464M to $569MJun 26, 2024 to Mar 27, 2025
- HNW RAUM · $120M to $146MJun 26, 2024 to Mar 27, 2025
- Individual RAUM · $721M to $749MJun 26, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $390M to $340MJun 26, 2024 to Mar 27, 2025
- Pension RAUM · $7.5M to $8.8MJun 26, 2024 to Mar 27, 2025
- RAUM · $854M to $909MJun 26, 2024 to Mar 27, 2025
- Accounts · 7,065 to 4,831Dec 15, 2023 to Mar 26, 2024
- Advisory employees · 273 to 144Dec 15, 2023 to Mar 26, 2024
- BD registered reps · 273 to 290Dec 15, 2023 to Mar 26, 2024
- Charity clients · 4 to 5Dec 15, 2023 to Mar 26, 2024
- HNW clients · 178 to 238Dec 15, 2023 to Mar 26, 2024
- Individual clients · 3,972 to 4,577Dec 15, 2023 to Mar 26, 2024
- Pension plan clients · 8 to 7Dec 15, 2023 to Mar 26, 2024
- Employees · 273 to 290Dec 15, 2023 to Mar 26, 2024
Signals
32 dated events
- R••••• W•••••• W••••••• added a MI registration at P••••••••• B•••••••• S•••••••• I•••Sep 15, 2026 · a•••••• state registration added · fact
- R••••• D••• F••••• left P••••••••• B•••••••• S•••••••• I••• for N•• H•••••• W••••• M••••••••• L•• (registered 2026-07-31)Jul 31, 2026 · a•••••• firm change · fact
- T•••• W••• F••••• left P••••••••• B•••••••• S•••••••• I••• for N•• H•••••• W••••• M••••••••• L•• (registered 2026-07-31)Jul 30, 2026 · a•••••• firm change · fact
- E••• D••• S••••• left P••••••••• B•••••••• S•••••••• I••• for N•• H•••••• W••••• M••••••••• L•• (registered 2026-07-31)Jul 30, 2026 · a•••••• firm change · fact
- D•••• W•••••• R••• left P••••••••• B•••••••• S•••••••• I••• for N•• H•••••• W••••• M••••••••• L•• (registered 2026-07-31)Jul 30, 2026 · a•••••• firm change · fact
- 4 advisors left P••••••••• B•••••••• S•••••••• I••• (Canton, OH) for N•• H•••••• W••••• M••••••••• L•• a day apartJul 30, 2026 · Team lift-out · derived
- L••• H• H••••• left P••••••••• B•••••••• S•••••••• I••• for L•• F•••••••• L•• (registered 2026-06-22)Jun 8, 2026 · a•••••• firm change · fact
- P••••••••• B•••••••• S•••••••• I••• reported RAUM $1.4B, up 49% from $909.5M (2025-08-28 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- B•••• L• P••••• left P••••••••• B•••••••• S•••••••• I••• for S•••••• P•••••••• L•• (registered 2026-03-27)Mar 20, 2026 · a•••••• firm change · fact
- M•••••• F••••••• K•••• left P••••••••• B•••••••• S•••••••• I••• for E•• F•••••••• A••••••• (registered 2025-12-18)Dec 8, 2025 · a•••••• firm change · fact
- M•••••• T••••• G•••• left P••••••••• B•••••••• S•••••••• I••• for P••• A••••• S••••••••• L•• (registered 2025-10-29)Sep 30, 2025 · a•••••• firm change · fact
- A••• M•••••• L••••• left P••••••••• B•••••••• S•••••••• I••• for I••• W••••• M••••••••• L•• (registered 2025-10-02)Sep 29, 2025 · a•••••• firm change · fact
- T•• T••••• S•••• left P••••••••• B•••••••• S•••••••• I••• for A•• F•••••••• A•••••••• L•• (registered 2025-03-20)Mar 18, 2025 · a•••••• firm change · fact
- M••••••• Z•••••• left P••••••••• B•••••••• S•••••••• I••• for L•• E••••••••• L•• (registered 2025-04-23)Mar 4, 2025 · a•••••• firm change · fact
- W•••• L••••• T••••• left P••••••••• B•••••••• S•••••••• I••• for L•• F•••••••• L•• (registered 2024-10-28)Oct 24, 2024 · a•••••• firm change · fact
- M••• R•••••• B•••• left P••••••••• B•••••••• S•••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2024-10-18)Oct 4, 2024 · a•••••• firm change · fact
- M•••••• A•• J•••• left P••••••••• B•••••••• S•••••••• I••• for P•••••••• S••••••••• I••• (registered 2024-05-21)Apr 24, 2024 · a•••••• firm change · fact
- R•••••• W•••••• B••••• left P••••••••• B•••••••• S•••••••• I••• for S•••••••• W••••• M••••••••• (registered 2024-04-17)Apr 17, 2024 · a•••••• firm change · fact
- P••••••••• B•••••••• S•••••••• I••• reported 144 state-registered advisory representatives, down from 273 (2023-12-15 to 2024-03-26)Mar 26, 2024 · ria a•••••• headcount change · derived
- P••••••••• B•••••••• S•••••••• I••• reported RAUM $930.0M, up 26% from $740.7M (2023-02-08 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- D••••• R• C•••••• left P••••••••• B•••••••• S•••••••• I••• for Farther (registered 2022-09-30)Oct 4, 2022 · a•••••• firm change · fact
- A•••••• J• A••• left P••••••••• B•••••••• S•••••••• I••• for P•••• S••••••••• L•• (registered 2022-09-12)Sep 13, 2022 · a•••••• firm change · fact
- D••••• J••••• Z••••• left P••••••••• B•••••••• S•••••••• I••• for S•••••• P•••••••• L•• (registered 2022-09-14)Aug 31, 2022 · a•••••• firm change · fact
- S••••• H•••••••• left P••••••••• B•••••••• S•••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2022-06-28)May 26, 2022 · a•••••• firm change · fact
- Kyle J Van Oort no longer registered at P••••••••• B•••••••• S•••••••• I•••; no later IA registration on IAPDMay 20, 2022 · a•••••• departure · fact
- P••••••••• B•••••••• S•••••••• I••• reported 272 state-registered advisory representatives, up from 179 (2021-03-31 to 2022-03-31)Mar 31, 2022 · ria a•••••• headcount change · derived
- P••••••••• B•••••••• S•••••••• I••• reported 133 offices beyond its principal office, up from 115 (2020-06-25 to 2021-03-31)Mar 31, 2021 · Office count change · derived
- P••••••••• B•••••••• S•••••••• I••• reported RAUM $496.2M, up 53% from $323.6M (2019-03-27 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- P••••••••• B•••••••• S•••••••• I••• reported RAUM $323.6M, down 38% from $523.4M (2018-03-29 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
- P••••••••• B•••••••• S•••••••• I••• reported RAUM $523.4M, up 119% from $238.6M (2017-11-28 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@packerlandbrokerage.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 920-662-9500reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 920-662-9503reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- P•••••••••B••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 920-662-9500reportedpublic record, Form ADV, Apr 15, 2026
- Team page
- PACKERLANDBROKERAGE.COM/about/leadership-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $7.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026