DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• A•••••

M•••• F•••••••• A•••••••BD affiliatedAlpharetta, Ga IA-onlyIAPD 2240211

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as B•••• A•••••

At current firm

2 y

since Jan 19, 2024

In the industry

34 y

since May 6, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• F•••••••• A••••••• BD affiliated current
since Jan 19, 2024 · Sheboygan Falls, Wi
J•••••• W••••• I••• mixed wealth
Sep 12, 2016 to Jan 22, 2024 · Milwaukee, Wi
J•••••• W••••• I••• mixed wealth
Apr 5, 2011 to Sep 10, 2015 · Milwaukee, Wi
C••••• G••• I••• former
Mar 29, 2011 to Sep 10, 2015 · Milwaukee, Wi
1••• C•••••• M••••••••• L•• independent RIA
Nov 13, 2008 to May 3, 2011 · Milwaukee, Wi
Z•••••• C•••••• M••••••••• L•• former
May 31, 2005 to Nov 10, 2008 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

J•••••• W••••• I••• to M•••• F•••••••• A•••••••
left Jan 22, 2024, registered Jan 19, 2024 (-3 days) · RIA to RIA
C••••• G••• I••• to J•••••• W••••• I•••
left Sep 10, 2015, registered Apr 5, 2011 (-1619 days) · Other
1••• C•••••• M••••••••• L•• to C••••• G••• I•••
left May 3, 2011, registered Mar 29, 2011 (-35 days) · Other
Z•••••• C•••••• M••••••••• L•• to 1••• C•••••• M••••••••• L••
left Nov 10, 2008, registered Nov 13, 2008 (3 days) · Other

Signals

B•••• A••••• left J•••••• W••••• I••• for M•••• F•••••••• A••••••• (registered 2024-01-19)
Jan 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address