DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
J•••••• W••••• I•••
Latest filing Mar 27, 2026
First filing on the tape Mar 29, 2012 · 37 filings
SEC status approved since Mar 4, 2003
RAUM
$10B
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
38%
$3.9B individuals and HNW
Advisors
72
registered through the firm on IAPD
RAUM per advisor
$144M
derived; firm RAUM over IAPD count
Employees
142
71 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$10B as of Mar 27, 2026
Mar 29, 2012$4.7B then
HNW client RAUM$3.9B as of Mar 27, 2026
Mar 29, 2018$1.3B then
State-registered IARs (5.B.3)68 as of Mar 27, 2026
Mar 26, 20139 then
Employees (5.A)142 as of Mar 27, 2026
Mar 26, 201313 then
Private funds: no history
RAUM +14% over the last fiscal year+10% a year over threeIARs 58 to 68offices 9 to 7
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- p••••••• led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $146MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 6.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 8.9derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Custody
- $4.5B, 2,164 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$4.4B42%
- High-net-worth individuals$3.9B38%
- Corporations and businesses$1.4B14%
- Pension and profit-sharing plans$292M2.8%
- Charitable organizations$177M1.7%
- State and municipal entities$167M1.6%
- Individuals$30.0M0.3%
- Individual clients
- 180reported
- HNW clients
- 2,058reported
- Pension plan clients
- 26reported
- Charitable clients
- 36reported
- Accounts
- 6,701reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.5B for 2,164 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.38 fund_share=0.42 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
72 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• D•••••• H••••••Chartered Financial Analyst | Milwaukee, Wi | Sep 20, 2016 | 28 y | 0 |
| J••••••• H••••••Chartered Financial Analyst | Milwaukee, Wi | Oct 26, 2016 | 11 y | 0 |
| N••••• A•• G•••••••Chartered Financial Consultant | Green Bay, Wi | Jan 13, 2017 | 28 y | 3 |
| K••• J•••• T••••Certified Financial Planner, Chartered Financial Analyst | A•••••••, Wi | Feb 16, 2017 | 30 y | 2 |
| E•••••••• M••••••• W•••••• | Milwaukee, Wi | Apr 20, 2017 | 30 y | 0 |
| J•••••• J• B•••••• | Madison, Wi | May 15, 2017 | 32 y | 0 |
| J•••• S• G••••• | Madison, Wi | Jun 13, 2017 | 14 y | 0 |
| C•••••• M• B•••• | Kenosha, Wi | Jun 23, 2017 | 16 y | 0 |
| M•••••• P••• C•• | Milwaukee, Wi | Jul 19, 2017 | 32 y | 1 |
| D•••• A•••••• M••••• | Madison, Wi | Aug 29, 2017 | 25 y | 0 |
| R••••• C•••••• A••••••Chartered Financial Analyst | Milwaukee, Wi | Oct 2, 2017 | 21 y | 1 |
| B•••• A•••••• S••••••• | Milwaukee, Wi | Oct 2, 2017 | 16 y | 1 |
| T•••••• J••• F••• | Madison, Wi | Dec 4, 2017 | 25 y | 2 |
| K••• D••• D•••••Chartered Financial Consultant, Chartered Financial Analyst | Milwaukee, Wi | Jan 10, 2018 | 10 y | 0 |
| J••••• R••••• G•••••Chartered Financial Analyst | Milwaukee, Wi | Jan 16, 2018 | 12 y | 0 |
| D•••• H••••••• | Milwaukee, Wi | Aug 3, 2018 | 23 y | 0 |
| E••• • B••••• | Racine, Wi | Sep 11, 2018 | 26 y | 2 |
| A•••• D••• | Racine, Wi | Jan 9, 2019 | 15 y | 0 |
| A•••• H•••• R••••Certified Financial Planner | Green Bay, Wi | May 8, 2019 | 18 y | 0 |
| E••• J••• T••••••Chartered Financial Analyst | Green Bay, Wi | May 8, 2019 | 19 y | 2 |
| K••••• M• E••••••••Chartered Financial Analyst | Milwaukee, Wi | Jul 24, 2019 | 10 y | 0 |
| R••••• T•••• M••••• | Janesville, Wi | Nov 22, 2019 | 18 y | 0 |
| S••••• R••••• H••••• | Brookfield, Wi | Apr 15, 2021 | 31 y | 2 |
| D•••••• P••• C•••Chartered Financial Analyst | Milwaukee, Wi | Apr 12, 2022 | 14 y | 0 |
| A•••••••• J••• S•••••••••Certified Financial Planner | Milwaukee, Wi | May 6, 2022 | 15 y | 0 |
| J••• R••••• K•••••••• | Milwaukee, Wi | Jun 13, 2022 | 21 y | 0 |
| S•••• L•• W•••••••• | Milwaukee, Wi | Jan 3, 2023 | 19 y | 4 |
| C••••• R•••• W•••••• | Milwaukee, Wi | Apr 3, 2023 | 12 y | 0 |
| N••••• M•••• F••••Certified Financial Planner | Racine, Wi | Aug 23, 2023 | 17 y | 4 |
| G•••• P• A••••••• | Green Bay, Wi | Oct 19, 2023 | 10 y | 1 |
| S••••••• P• K••• | A•••••••, Wi | Oct 19, 2023 | 13 y | 1 |
| J••• C••••• K••••• | A•••••••, Wi | Jan 9, 2024 | 32 y | 0 |
| R••••• E••••• L••••••Certified Financial Planner | Milwaukee, Wi | Jan 15, 2024 | 27 y | 1 |
| E••• S•••••• Z••••• | Milwaukee, Wi | Jan 24, 2024 | 21 y | 0 |
| S••••• D•••••• R•••• | Madison, Wi | Mar 19, 2024 | 12 y | 2 |
| B••• D•••••• B•••• | Milwaukee, Wi | Apr 19, 2024 | 26 y | 1 |
| D•••• P•••• D•••••Chartered Financial Analyst | Milwaukee, Wi | May 6, 2024 | 18 y | 1 |
| B•••••• D•••• M••••• | Milwaukee, Wi | May 8, 2024 | 29 y | 4 |
| J••••• M•••••• M•••• | Milwaukee, Wi | Sep 12, 2024 | 17 y | 0 |
| K•••• K• L••••Certified Financial Planner | Madison, Wi | Oct 1, 2024 | 23 y | 0 |
Advisor movement
3 left, 8 joined in 12 months
net +5 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 4.2% of current headcount11 left over 36 months
Left, latest
- G•••••• J•••• K••• to W•••• I••••••••• A•••••••• L••Jun 30, 2026 · Other
- J•••••• M• F••••• to W••••• E••••••••• A••••••• S•••••••• L••Mar 20, 2026 · RIA to affiliated broker-dealer or bank
- S••••• J•• B••••• to O•••••• A••••••• L••Mar 20, 2026 · RIA to RIA
- J••••• B•••••• to E••••••••• I••••••••• G••••Aug 11, 2025 · RIA to RIA
- K••• A•••••• G••••• to L•• F•••••••• L••Mar 11, 2025 · RIA to affiliated broker-dealer or bank
- D••••• W•••••• W••••• to A•••• W••••• M••••••••• L••Mar 11, 2025 · RIA to RIA
- R••• M•••••• L•••• to R••••• W• B•••• • C•• I•••••••••Feb 12, 2025 · RIA to RIA
- R••••• S•••••••• to W••••• E••••••••• A••••••• S•••••••• L••Feb 4, 2025 · RIA to affiliated broker-dealer or bank
- M•••••• R• S••••• to R••••• W• B•••• • C•• I•••••••••Dec 17, 2024 · RIA to RIA
- B•••• J• G••• to R••••••••• P••••••• L••Apr 16, 2024 · RIA to RIA
- B•••• A••••• to M•••• F•••••••• A•••••••Jan 22, 2024 · RIA to RIA
- C•••••• A••••• A•••••• to O•••••• C••••••• I••Nov 15, 2022 · RIA to RIA
- J••••• A•••••• G••••• to O•••••• C••••••• I••Nov 15, 2022 · RIA to RIA
- D•••• J•••• F••••• to A•••• W••••• M••••••••• L••Nov 15, 2022 · RIA to RIA
- P•••• F•••••• S••••••••• to O•••••• C••••••• I••Jul 27, 2022 · RIA to RIA
Joined, latest
- R••••• S•••••••• from W••••• E••••••••• A••••••• S•••••••• L••Jul 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- M•••••• C••••• H••••• from N••••••••• M••••• I••••••••• S•••••••••May 12, 2026 · Other
- G•••• T••••• M••• from A•••• W••••• M••••••••• L••Mar 24, 2026 · RIA to RIA
- B••••• S•••• from R•••••• J•••• • A••••••••• I•••Mar 19, 2026 · Affiliated broker-dealer or bank to independent RIA
- J•••• L•••• G••••• from C•••••• S••••• • C••• I•••Dec 16, 2025 · Affiliated broker-dealer or bank to independent RIA
- A•••••• M•••• M••••••••• from A•••• W••••• M••••••••• L••Oct 30, 2025 · RIA to RIA
- K•••• M•••••• T•••••• from J••• M••••• A•••• M•••••••••Oct 7, 2025 · Other
- K•••••• R•• B•••••••• from A•••• W••••• M••••••••• L••Sep 25, 2025 · RIA to RIA
- J•••••• L••••••• P••••• from A•••• W••••• M••••••••• L••Aug 11, 2025 · RIA to RIA
- B•••• A••••• S••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 31, 2025 · Affiliated broker-dealer or bank to independent RIA
- J••••• M•••••• from A•••• W••••• M••••••••• L••Jul 31, 2025 · RIA to RIA
- G••••• A••• K••••• from W•••• F•••• A•••••••Jan 16, 2025 · Wirehouse to independent RIA
- A••• G• P•••• from L•• F•••••••• L••Jan 2, 2025 · RIA to RIA
- A••••• H••••• P•••••• from I••• S••••••••• I•••Dec 18, 2024 · Other
- B•••••• D•••• M••••• from P•• W••••• M•••••••••May 8, 2024 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for O•••••• C••••••• I••Nov 15, 2022 · Milwaukee, Wi
- 2 left for L•• F•••••••• L••May 27, 2020 · Mequon, Wi
- 2 joined from T•• A••••••• G••••• L••Oct 9, 2023 · A•••••••, Wi
- 2 joined from A•••••• I••••••••• M••••••••• I•••Dec 19, 2017 · Brookfield, Wi
- 9 joined from C••••• G••• I•••Jun 2, 2016 · Milwaukee, Wi · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• M•••• C• · Director, Chief Financial Officer And Secretarycontrolsince 06/2016 · owns less than 5%
- P•••••• J••••••• L••••••• · Director, President, Executive Vice President - Wealthcontrolsince 08/2025 · owns less than 5%
- S••••••••• E••• M•••• · Evp Presidentcontrolsince 06/2024 · owns less than 5%
- J••••••••• H•••• · Trusteecontrolsince 02/2010 · owns F of J•••••• F•••••••• G•••• V••••• T••••
- B••••••• A•••• S••••• · Chief Compliance Officersince 07/2018 · owns less than 5%
- B••••••• J••• · Director, Chief Financial Officersince 11/2025 · owns less than 5%
- B••••••• D•••••• J• · Senior Vice President - Financesince 04/2018 · owns less than 5%
- C•••• D••••••• P••• · Chief I•••••Ment Officersince 01/2024 · owns less than 5%
- L••••••• R•••••• E••••• · Chief Administrative Officersince 04/2024 · owns less than 5%
- P•••••• B•••••••• T••••• · Director, Legal Counsel And Secretarysince 06/2016 · owns less than 5%
- S••••• B••••• · Senior Vice President - Director Of Wealth Salessince 03/2026 · owns less than 5%
Entity owners
- J•••••• F•••••••• G••••• I••• · Direct Ownerdirect · owns 75% or more
- J•••••• F•••••••• G•••• V••••• T•••• · Shareholder Of A And B Sharesindirect · owns 50% to 75% of J•••••• F•••••••• G••••• I•••
Related persons
Schedule D 7.A
- J•••••• F•••••••• G••••• I•••investment advisercustodiany
Advisers that list J•••••• W••••• I••• as a related person
- 45309 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Milwaukee, Wi · principal | 39 | 10 | 1 | ||
| Madison, Wi | 11 | 2 | 1 | ||
| A•••••••, Wi | 6 | 1 | 0 | ||
| Racine, Wi | 6 | 2 | 0 | ||
| Green Bay, Wi | 4 | 0 | 0 | ||
| Janesville, Wi | 2 | 0 | 0 | ||
| Waukesha, Wi | 2 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Madison, WI8 employees
- Green Bay, WI5 employees
- A•••••••, WI5 employees
- Madison, WI4 employees
- Racine, WI4 employees
- Mequon, WI2 employees
- A•••••••, WI2 employees
- Janesville, WI2 employees
- Kenosha, WI1 employees
- Brookfield, WI1 employees
- Kenosha, WI1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 27, 2026P•••••• J••••••• L••••••• (DIRECTOR, PRESIDENT, EXECUTIVE VICE PRESIDENT - WEALTH) appeared on Schedule A between the filings of 2024-07-29 and 2026-03-27peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 27, 2026S••••••••• E••• M•••• (EVP PRESIDENT) left Schedule A between the filings of 2024-07-29 and 2026-03-27peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 27, 2026B••••••• M•••• C• (DIRECTOR, CHIEF FINANCIAL OFFICER AND SECRETARY) left Schedule A between the filings of 2024-07-29 and 2026-03-27peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 27, 2026J••••••••• H•••• (TRUSTEE) left Schedule A between the filings of 2024-07-29 and 2026-03-27peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 6,888 to 6,701Nov 21, 2025 to Mar 27, 2026
- Advisory employees · 61 to 71Nov 21, 2025 to Mar 27, 2026
- Charity clients · 51 to 36Nov 21, 2025 to Mar 27, 2026
- Corporate clients · 95 to 107Nov 21, 2025 to Mar 27, 2026
- HNW clients · 2,078 to 2,058Nov 21, 2025 to Mar 27, 2026
- Individual clients · 212 to 180Nov 21, 2025 to Mar 27, 2026
- Pension plan clients · 19 to 26Nov 21, 2025 to Mar 27, 2026
- Assets in custody · $4.3B to $4.5BNov 21, 2025 to Mar 27, 2026
- Employees · 132 to 142Nov 21, 2025 to Mar 27, 2026
- State-registered IARs · 58 to 68Nov 21, 2025 to Mar 27, 2026
- Other offices · 9 to 7Nov 21, 2025 to Mar 27, 2026
- Discretionary RAUM · $7.4B to $8.5BNov 21, 2025 to Mar 27, 2026
- HNW RAUM · $3.8B to $3.9BNov 21, 2025 to Mar 27, 2026
- Individual RAUM · $30.6M to $30.0MNov 21, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $1.7B to $1.9BNov 21, 2025 to Mar 27, 2026
- Pension RAUM · $156M to $292MNov 21, 2025 to Mar 27, 2026
- RAUM · $9.1B to $10BNov 21, 2025 to Mar 27, 2026
- Accounts · 2,516 to 6,888Jul 29, 2024 to Mar 27, 2025
- Advisory employees · 63 to 61Jul 29, 2024 to Mar 27, 2025
- Charity clients · 40 to 51Jul 29, 2024 to Mar 27, 2025
- Corporate clients · 96 to 95Jul 29, 2024 to Mar 27, 2025
- HNW clients · 1,307 to 2,078Jul 29, 2024 to Mar 27, 2025
- Individual clients · 1,063 to 212Jul 29, 2024 to Mar 27, 2025
- Pension plan clients · 5 to 19Jul 29, 2024 to Mar 27, 2025
- Assets in custody · $4.1B to $4.3BJul 29, 2024 to Mar 27, 2025
- Employees · 137 to 132Jul 29, 2024 to Mar 27, 2025
- Financial planning clients · More than 500 to More than 500Jul 29, 2024 to Mar 27, 2025
- State-registered IARs · 61 to 58Jul 29, 2024 to Mar 27, 2025
- Other offices · 11 to 9Jul 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $6.8B to $7.4BJul 29, 2024 to Mar 27, 2025
- HNW RAUM · $3.2B to $3.8BJul 29, 2024 to Mar 27, 2025
- Individual RAUM · $486M to $30.6MJul 29, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $1.7B to $1.7BJul 29, 2024 to Mar 27, 2025
- Pension RAUM · $12.5M to $156MJul 29, 2024 to Mar 27, 2025
- RAUM · $8.4B to $9.1BJul 29, 2024 to Mar 27, 2025
- Accounts · 1,544 to 2,516Jan 31, 2024 to Mar 28, 2024
- Advisory employees · 57 to 63Jan 31, 2024 to Mar 28, 2024
- Charity clients · 25 to 40Jan 31, 2024 to Mar 28, 2024
- Corporate clients · 30 to 96Jan 31, 2024 to Mar 28, 2024
- HNW clients · 832 to 1,307Jan 31, 2024 to Mar 28, 2024
Signals
29 dated events
- J•••• L•••• G••••• no longer holds an investment adviser registration (last listed at J•••••• W••••• I••• on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- G•••••• J•••• K••• left J•••••• W••••• I••• for W•••• I••••••••• A•••••••• L•• (registered 2026-06-30)Jun 30, 2026 · Advisor changed firm · fact
- J•••••• M• F••••• left J•••••• W••••• I••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-04-07)Mar 20, 2026 · Advisor changed firm · fact
- S••••• J•• B••••• left J•••••• W••••• I••• for O•••••• A••••••• L•• (registered 2026-03-26)Mar 20, 2026 · Advisor changed firm · fact
- J••••• B•••••• left J•••••• W••••• I••• for E••••••••• I••••••••• G•••• (registered 2025-08-14)Aug 11, 2025 · Advisor changed firm · fact
- D••••• W•••••• W••••• left J•••••• W••••• I••• for A•••• W••••• M••••••••• L•• (registered 2025-04-03)Mar 11, 2025 · Advisor changed firm · fact
- K••• A•••••• G••••• left J•••••• W••••• I••• for L•• F•••••••• L•• (registered 2025-04-30)Mar 11, 2025 · Advisor changed firm · fact
- R••• M•••••• L•••• left J•••••• W••••• I••• for R••••• W• B•••• • C•• I••••••••• (registered 2025-02-24)Feb 12, 2025 · Advisor changed firm · fact
- R••••• S•••••••• left J•••••• W••••• I••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-01-29)Feb 4, 2025 · Advisor changed firm · fact
- M•••••• R• S••••• left J•••••• W••••• I••• for R••••• W• B•••• • C•• I••••••••• (registered 2025-09-25)Dec 17, 2024 · Advisor changed firm · fact
- M•••• Eva S••••••••• (Evp President) appeared on Schedule A of J•••••• W••••• I•••Jul 29, 2024 · Control person joined · fact
- B•••• J• G••• left J•••••• W••••• I••• for R••••••••• P••••••• L•• (registered 2024-05-01)Apr 16, 2024 · Advisor changed firm · fact
- Keith B•••• A••••• (Director, President, Executive Vice President - Wealth, Chief Investment Officer) no longer on Schedule A of J•••••• W••••• I••• (listed 2023-11-02, absent 2024-01-31)Jan 31, 2024 · Control person left · inference
- B•••• A••••• left J•••••• W••••• I••• for M•••• F•••••••• A••••••• (registered 2024-01-19)Jan 22, 2024 · Advisor changed firm · fact
- 2 advisors left T•• A••••••• G••••• L•• (A•••••••, WI) for J•••••• W••••• I••• on the same dayOct 9, 2023 · Team lift-out · derived
- C•••••• A••••• A•••••• left J•••••• W••••• I••• for O•••••• C••••••• I•• (registered 2023-01-26)Nov 15, 2022 · Advisor changed firm · fact
- J••••• A•••••• G••••• left J•••••• W••••• I••• for O•••••• C••••••• I•• (registered 2023-01-26)Nov 15, 2022 · Advisor changed firm · fact
- D•••• J•••• F••••• left J•••••• W••••• I••• for A•••• W••••• M••••••••• L•• (registered 2022-11-07)Nov 15, 2022 · Advisor changed firm · fact
- 2 advisors left J•••••• W••••• I••• (Milwaukee, WI) for O•••••• C••••••• I•• on the same dayNov 15, 2022 · Team lift-out · derived
- P•••• F•••••• S••••••••• left J•••••• W••••• I••• for O•••••• C••••••• I•• (registered 2022-11-10)Jul 27, 2022 · Advisor changed firm · fact
- R••••• B••••• left J•••••• W••••• I••• for 1••• I••••••••• A••••••• C•• (registered 2022-06-10)May 16, 2022 · Advisor changed firm · fact
- A••••• L••••••• F••••• left J•••••• W••••• I••• for L•• F•••••••• L•• (registered 2026-01-13)Apr 5, 2022 · Advisor changed firm · fact
- T•••• M•••••• S•••••••• left J•••••• W••••• I••• for 3• N•••• C•••••• M••••••••• L•• (registered 2022-08-25)Apr 5, 2022 · Advisor changed firm · fact
- J•••••• K••••• S•••••• left J•••••• W••••• I••• for C•••••• S••••• • C••• I••• (registered 2022-06-24)Apr 5, 2022 · Advisor changed firm · fact
- D••••• F••••••••• left J•••••• W••••• I••• for W••••••• F•••••••• S•••••••• I••• (registered 2022-03-28)Jan 10, 2022 · Advisor changed firm · fact
- J•••••• W••••• I••• reported RAUM $7.3B, up 98% from $3.7B (2019-08-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- J••••• M•••••• Cleary (Director And Executive Vice President) no longer on Schedule A of J•••••• W••••• I••• (listed 2019-08-28, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- J•••••• W••••• I••• reported RAUM $3.7B, up 34% from $2.8B (2019-03-28 to 2019-08-28)Aug 28, 2019 · RAUM change · derived
- J•••••• W••••• I••• reported 44 state-registered advisory representatives, up from 27 (2017-09-15 to 2018-03-29)Mar 29, 2018 · Advisor headcount change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 888-769-3796reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- J••••••FINANCIALGROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 414-291-4500reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- j•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- j•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $144Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026