RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••• M•••• P•••••••
- B••••• G••••• A•••• M••••••••• BD affiliated currentsince Jan 11, 2016 · B•••••, Ma
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 25, 2010 to Oct 23, 2015 · Miami, Fl
- B••••••• C•••••• I••• formerJan 22, 2009 to Jan 12, 2010 · Miami, Fl
- L••••• B••••••• I••• unclassifiedSep 10, 2007 to Oct 15, 2008 · Miami, Fl
- A•••• O•• F•••••••• A•••••••• L•• formerAug 30, 2006 to Oct 1, 2007 · Miami, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 9, 2003 to Sep 1, 2006 · Miami, Fl
- C•••••••• G••••• M•••••• I••• to B••••• G••••• A•••• M•••••••••left Oct 23, 2015, registered Jan 11, 2016 (80 days) · Other
- B••••••• C•••••• I••• to C•••••••• G••••• M•••••• I•••left Jan 12, 2010, registered Feb 25, 2010 (44 days) · Other
- L••••• B••••••• I••• to B••••••• C•••••• I•••left Oct 15, 2008, registered Jan 22, 2009 (99 days) · corporate re-registration, not a move
- A•••• O•• F•••••••• A•••••••• L•• to L••••• B••••••• I•••left Oct 1, 2007, registered Sep 10, 2007 (-21 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to A•••• O•• F•••••••• A•••••••• L••left Sep 1, 2006, registered Aug 30, 2006 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address