RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• E••••• M••••••
- B•••••• C•••••• M••••••••• L• independent RIA currentsince Oct 31, 2008 · Houston, Tx
- I•••••• A•• C•••••• M••••••••• I••• unclassifiedFeb 13, 2006 to Mar 17, 2008 · Houston, Tx
- I•••••• A•• A•••••••• I••• unclassifiedFeb 13, 2006 to Mar 17, 2008 · Houston, Tx
- I•••••• A•• P•••••• A•••• M••••••••• I••• unclassifiedJun 15, 2004 to Mar 17, 2008 · Houston, Tx
- I•••••• A•• C•••••• M••••••••• I••• to B•••••• C•••••• M••••••••• L•left Mar 17, 2008, registered Oct 31, 2008 (228 days) · Other
- I•••••• A•• A•••••••• I••• to I•••••• A•• C•••••• M••••••••• I•••left Mar 17, 2008, registered Feb 13, 2006 (-763 days) · Other
- I•••••• A•• P•••••• A•••• M••••••••• I••• to I•••••• A•• A•••••••• I•••left Mar 17, 2008, registered Feb 13, 2006 (-763 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address