DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•••••• C•••••• M••••••••• L•
Latest filing Feb 23, 2026
First filing on the tape Mar 27, 2013 · 26 filings
SEC status approved since Apr 12, 2013
RAUM
$679M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
93%
$632M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$84.9M
derived; firm RAUM over IAPD count
Employees
14
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$679M as of Feb 23, 2026
Mar 31, 2014$164M then
HNW client RAUM$571M as of Feb 23, 2026
Mar 21, 2018$228M then
State-registered IARs (5.B.3)8 as of Feb 23, 2026
Mar 31, 20144 then
Employees (5.A)14 as of Feb 23, 2026
Mar 31, 20146 then
Private funds1 as of Feb 23, 2026
Mar 31, 20141 then
RAUM -10% over the last fiscal year+4.8% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Feb 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $84.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $744,619derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.8%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $19.7M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$571M84%
- Individuals$61.8M9.1%
- Other investment advisers$26.8M3.9%
- Pooled investment vehicles$19.7M2.9%
- Corporations and businesses$130,9200.0%
- Individual clients
- 199reported
- HNW clients
- 182reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 912reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $19.7M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.93 fund_share=0.07 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• E••••• M••••••Chartered Financial Analyst | Houston, Tx | Oct 31, 2008 | 34 y | 3 |
| J•••• G•••••• B••••••• | Houston, Tx | Oct 31, 2008 | 18 y | 0 |
| H••••• A••••••• | Houston, Tx | Oct 18, 2013 | 12 y | 0 |
| J••••••• G• R••••••Chartered Financial Analyst | Houston, Tx | Feb 23, 2018 | 18 y | 1 |
| D•••• J••••• S•••••••••Chartered Financial Analyst | Houston, Tx | Mar 1, 2024 | 10 y | 1 |
| G•• M•••••• D••••Chartered Financial Analyst | Houston, Tx | Mar 27, 2024 | 15 y | 1 |
| W•••••• J•••• P•••••Certified Financial Planner | Houston, Tx | Jun 17, 2024 | 12 y | 0 |
| N•••••• R•••••••• D•••• | Houston, Tx | Aug 17, 2024 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- T••••• C••• H••••••• to L••• I••••••••• A•••••••• L••Jul 31, 2024 · RIA to RIA
- S•••••• E•••• T••••• to H•••••••• A••••••• C••••Mar 27, 2024 · Other
- R••••• C•••••• L••••• to P•••••• W••••• M••••••••• I•••Jul 1, 2013 · Other
Joined, latest
- G•• M•••••• D•••• from G•• I••••••••Mar 27, 2024 · RIA to RIA
- D•••• J••••• S••••••••• from G•• I••••••••Mar 1, 2024 · RIA to RIA
- S•••••• E•••• T••••• from I•••••• A•• P•••••• A•••• M••••••••• I•••Sep 5, 2018 · Other
- J••••••• G• R•••••• from F•••••••• I••••••••• M••••••••• I•••Feb 23, 2018 · Other
- M••• E••••• M•••••• from I•••••• A•• C•••••• M••••••••• I•••Oct 31, 2008 · Other
- R••••• C•••••• L••••• from A•• A••••••••• A•••• M•••••••• L•••Oct 31, 2008 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from G•• I••••••••Oct 30, 2024 · Houston, Tx
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••• L••••••••• E••••• F•••• L• | Hedge Fund | $24.2M | 24 | Mar 27, 2013 |
| B•••••• A••••••• R••••• F•••• L•no longer reported | Hedge Fund | $15.7M | 23 | Mar 27, 2013 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• J••••• G•••••• · Portfolio Manager, Limited Partnercontrolsince 06/2008 · owns 25% to 50%
- M••••••• M•••• E••••• · Ceo, Limited Partnercontrolsince 06/2008 · owns 25% to 50%
- B•••••••• J••••• G•••••• · Member And Managercontrolsince 06/2008 · owns 50% to 75% of B•••••• A•••••••• L••
- M••••••• M•••• E••••• · Member And Managercontrolsince 06/2008 · owns 50% to 75% of B•••••• A•••••••• L••
- G•••••••• K•••• · Chief Compliance Officersince 07/2024 · owns less than 5%
- R••••••• J•••••••• G• · Portfolio Manager, Limited Partnersince 04/2017 · owns 10% to 25%
Entity owners
- B•••••• A•••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- B•••••• A•••••••• L••pooled vehicle sponsory
- B•••••• C•••••• P•••••••• L•pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 917 to 912Mar 4, 2025 to Feb 23, 2026
- Advisory activities · 3 to 2Mar 4, 2025 to Feb 23, 2026
- HNW clients · 184 to 182Mar 4, 2025 to Feb 23, 2026
- Individual clients · 212 to 199Mar 4, 2025 to Feb 23, 2026
- Assets in custody · $22.4M to $19.7MMar 4, 2025 to Feb 23, 2026
- Discretionary RAUM · $730M to $657MMar 4, 2025 to Feb 23, 2026
- HNW RAUM · $556M to $571MMar 4, 2025 to Feb 23, 2026
- Individual RAUM · $64.4M to $61.8MMar 4, 2025 to Feb 23, 2026
- Non-discretionary RAUM · $25.3M to $21.7MMar 4, 2025 to Feb 23, 2026
- Pooled vehicle RAUM · $22.4M to $19.7MMar 4, 2025 to Feb 23, 2026
- RAUM · $755M to $679MMar 4, 2025 to Feb 23, 2026
- Accounts · 933 to 917Aug 9, 2024 to Mar 4, 2025
- Advisory employees · 11 to 10Aug 9, 2024 to Mar 4, 2025
- Individual clients · 217 to 212Aug 9, 2024 to Mar 4, 2025
- Assets in custody · $24.2M to $22.4MAug 9, 2024 to Mar 4, 2025
- Employees · 16 to 14Aug 9, 2024 to Mar 4, 2025
- Insurance-licensed employees · 2 to 0Aug 9, 2024 to Mar 4, 2025
- Financial planning clients · unset to Aug 9, 2024 to Mar 4, 2025
- Discretionary RAUM · $728M to $730MAug 9, 2024 to Mar 4, 2025
- HNW RAUM · $550M to $556MAug 9, 2024 to Mar 4, 2025
- Individual RAUM · $66.9M to $64.4MAug 9, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $25.6M to $25.3MAug 9, 2024 to Mar 4, 2025
- Pooled vehicle RAUM · $24.2M to $22.4MAug 9, 2024 to Mar 4, 2025
- RAUM · $754M to $755MAug 9, 2024 to Mar 4, 2025
- Accounts · 903 to 933Mar 12, 2024 to Aug 9, 2024
- Advisory employees · 10 to 11Mar 12, 2024 to Aug 9, 2024
- Advisory activities · 2 to 3Mar 12, 2024 to Aug 9, 2024
- HNW clients · 173 to 184Mar 12, 2024 to Aug 9, 2024
- Individual clients · 219 to 217Mar 12, 2024 to Aug 9, 2024
- Assets in custody · $22.0M to $24.2MMar 12, 2024 to Aug 9, 2024
- Employees · 14 to 16Mar 12, 2024 to Aug 9, 2024
- Discretionary RAUM · $673M to $728MMar 12, 2024 to Aug 9, 2024
- HNW RAUM · $495M to $550MMar 12, 2024 to Aug 9, 2024
- Individual RAUM · $66.4M to $66.9MMar 12, 2024 to Aug 9, 2024
- Non-discretionary RAUM · $17.9M to $25.6MMar 12, 2024 to Aug 9, 2024
- Pooled vehicle RAUM · $22.0M to $24.2MMar 12, 2024 to Aug 9, 2024
- RAUM · $691M to $754MMar 12, 2024 to Aug 9, 2024
- Accounts · 362 to 903Oct 13, 2023 to Mar 12, 2024
- Advisory employees · 7 to 10Oct 13, 2023 to Mar 12, 2024
- HNW clients · 150 to 173Oct 13, 2023 to Mar 12, 2024
Signals
5 dated events
- 2 advisors left G•• I•••••••• (Houston, TX) for B•••••• C•••••• M••••••••• L• on the same dayOct 30, 2024 · Team lift-out · derived
- T••••• C••• H••••••• left B•••••• C•••••• M••••••••• L• for L••• I••••••••• A•••••••• L•• (registered 2024-08-09)Jul 31, 2024 · Advisor changed firm · fact
- S•••••• E•••• T••••• left B•••••• C•••••• M••••••••• L• for H•••••••• A••••••• C•••• (registered 2024-12-10)Mar 27, 2024 · Advisor changed firm · fact
- B•••••• C•••••• M••••••••• L• reported RAUM $462.9M, up 148% from $187.0M (2017-05-10 to 2018-03-21)Mar 21, 2018 · RAUM change · derived
- B•••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Mar 27, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@brasadacapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 713-630-8390reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/brasada-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-630-8390reportedpublic record, Form ADV, Feb 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $84.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026