RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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M•••••• J••••••
- M••••• S•••••• wirehouse currentsince May 17, 2024 · Lawrenceville, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 15, 2019 to May 22, 2024 · Princeton, Nj
- S•••• T••• W••••• M••••••••• L•• formerMar 6, 2015 to Oct 6, 2015 · Princeton, Nj
- S•••• T••• I••••••••• A••••••• formerJan 17, 2013 to Mar 14, 2016 · Princeton, Nj
- Z•••• C•••••• M••••••••• L•• formerMay 30, 2012 to Dec 31, 2012 · Princeton, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left May 22, 2024, registered May 17, 2024 (-5 days) · Wirehouse to wirehouse · moved with a team
- S•••• T••• I••••••••• A••••••• to S•••• T••• W••••• M••••••••• L••left Mar 14, 2016, registered Mar 6, 2015 (-374 days) · Other
- S•••• T••• W••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 6, 2015, registered Mar 15, 2019 (1256 days) · Other
- Z•••• C•••••• M••••••••• L•• to S•••• T••• I••••••••• A•••••••left Dec 31, 2012, registered Jan 17, 2013 (17 days) · Other
- M•••••• J•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2024-05-17)May 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address