RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A•• F•••••••• L•• independent RIA currentsince Sep 3, 2024 · F•••••••, Tn
- E••••••••• P•••••••• L•• formerSep 16, 2020 to Sep 3, 2024 · Franklin, Tn
- M••••• S•••••• wirehouseApr 1, 2011 to Sep 9, 2020 · Franklin, Tn
- M••••• K••••• • C••••••• L•• formerJun 30, 2004 to Apr 11, 2011 · Nashville, Tn
- E••••••••• P•••••••• L•• to A•• F•••••••• L••left Sep 3, 2024, registered Sep 3, 2024 (0 days) · RIA to a newly registered adviser
- M••••• S•••••• to E••••••••• P•••••••• L••left Sep 9, 2020, registered Sep 16, 2020 (7 days) · Wirehouse to independent RIA
- M••••• K••••• • C••••••• L•• to M••••• S••••••left Apr 11, 2011, registered Apr 1, 2011 (-10 days) · Other
- E••••• B•••• L•••• left E••••••••• P•••••••• L•• for A•• F•••••••• L•• (registered 2024-09-03)Sep 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address