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RIA Intelligence
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Registered advisor
J•••••• M•••••• G•••
Certified Financial Planner
Feed of 09/15/2026
At current firm
17 y
since Aug 12, 2009
In the industry
33 y
since Jun 11, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 12, 2009 · Tampa, Fl
- L••••• W••••• A•••••••• L•• unclassifiedJan 1, 2003 to Sep 10, 2009 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• national BDJul 17, 1998 to Aug 30, 2002 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- L••••• W••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 10, 2009, registered Aug 12, 2009 (-29 days) · Other
- R•••••• J•••• • A••••••••• I••• to L••••• W••••• A•••••••• L••left Aug 30, 2002, registered Jan 1, 2003 (124 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address