DFX Intelligence
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Registered advisor
R••••• J••• P•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
20 y
since Mar 2, 2006
In the industry
23 y
since Feb 21, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Mar 2, 2006 · Miami, Fl
- F•• A••••••• S••••••• I•• unclassifiedAug 3, 2005 to Feb 28, 2006 · Coral Gables, Fl
- S••••••• I••••••••• I••• formerApr 28, 2004 to Aug 10, 2005 · Coral Gables, Fl
- S••••••• I••••••••• S•••••••• I••• formerFeb 21, 2003 to Oct 28, 2003 · Coral Gables, Fl
Moves
a registration end followed by a registration begin elsewhere
- F•• A••••••• S••••••• I•• to P•••••••• S••••••••• I•••left Feb 28, 2006, registered Mar 2, 2006 (2 days) · Other
- S••••••• I••••••••• I••• to F•• A••••••• S••••••• I••left Aug 10, 2005, registered Aug 3, 2005 (-7 days) · Other
- S••••••• I••••••••• S•••••••• I••• to S••••••• I••••••••• I•••left Oct 28, 2003, registered Apr 28, 2004 (183 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address