DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lefavi Wealth Management
Legal name Lefavi Wealth Management, Inc.
Latest filing Mar 25, 2026
First filing on the tape Jan 4, 2012 · 50 filings
SEC status approved since Jan 17, 2012
RAUM
$445M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$445M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$148M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$445M as of Mar 25, 2026
Jan 31, 2013$402M then
HNW client RAUM$348M as of Mar 25, 2026
Jan 22, 2018$15.1M then
State-registered IARs (5.B.3)3 as of Mar 25, 2026
Jan 31, 20136 then
Employees (5.A)5 as of Mar 25, 2026
Jan 31, 201321 then
Private funds: no history
RAUM +1.4% over the last fiscal year+8.0% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $148MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 192derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $772,554derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $405MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$348M78%
- Individuals$97.2M22%
- Individual clients
- 413reported
- HNW clients
- 163reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 576reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $405M sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeffrey Craig KempCertified Financial Planner | Salt Lake City, Ut | Jan 23, 2024 | 14 y | 5 |
| Jay Van GreenburgCertified Financial Planner | Salt Lake City, Ut | Jan 23, 2024 | 13 y | 4 |
| Stuart Enterline | Salt Lake City, Ut | Jan 23, 2024 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Zachary Paul Ertel to Fisher InvestmentsJan 19, 2021 · RIA to RIA
- Trevor Neal Knudtson to Raymond James Financial Services Advisors, IncAug 30, 2019 · RIA to affiliated broker-dealer or bank
- Joel David Slatter to Foresight Wealth Management, LLCJun 4, 2018 · RIA to RIA
- John David Jaicks to OnesevenJun 4, 2018 · RIA to RIA
- Benjamin James Marshall to Drive Wealth AdvisersJun 5, 2017 · Other
- Thomas James Walk to LPL Financial LLCApr 7, 2017 · Other
- Michelle Dawn France to Equitable Advisors, LLCMar 25, 2013 · Other
- Joseph Kent Ney to Vsr Advisory ServicesApr 1, 2003 · Other
Joined, latest
- Zachary Paul Ertel from Strategic Advisers LLCJun 10, 2019 · Affiliated broker-dealer or bank to independent RIA
- Jeffrey Craig Kemp from Raymond James & Associates, Inc.Jul 17, 2018 · Affiliated broker-dealer or bank to independent RIA
- Jay Van Greenburg from E*Trade Capital Management, LLCJun 4, 2018 · RIA to RIA
- Benjamin James Marshall from Holman Investments And Planning, LLCNov 10, 2015 · Other
- Michelle Dawn France from Knox Capital Advisors, LLCJun 18, 2012 · Other
- Joel David Slatter from Edward JonesFeb 22, 2011 · Other
- John David Jaicks from Ameriprise Advisor Services, Inc.Aug 27, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Stuart Enterline · President, Chief Compliance Officercontrolsince 01/2020 · owns 75% or more
- Van Jay Greenburg · Deputy Compliance Officercontrolsince 01/2021 · owns less than 5%
Related persons
Schedule D 7.A
- Bruce A. Lefavi Securities, Inc.broker-dealery
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salt Lake City, Ut · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Mar 25, 2026RAUM per registered advisor of $148,330,285 against a peer median of $55,716,044 (3252 comparable advisers, 99.0th percentile, 3.2 robust deviations)peers: independent wealth managers, $100M to $500M (3,252) · 99% percentile
- account count collapseChange between filings · filing Mar 25, 2026accounts (Item 5.F.2.f) moved from 1,565.0 to 576.0 (-63.0%) between the annual amendments of 2025-03-31 and 2026-03-25; the peer median change was +5.0% (3688 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 1.6% percentile
What changed
consecutive filings, newest first
- Accounts · 1,565 to 576Mar 31, 2025 to Mar 25, 2026
- HNW clients · 110 to 163Mar 31, 2025 to Mar 25, 2026
- Individual clients · 536 to 413Mar 31, 2025 to Mar 25, 2026
- Discretionary RAUM · $439M to $445MMar 31, 2025 to Mar 25, 2026
- HNW RAUM · $299M to $348MMar 31, 2025 to Mar 25, 2026
- Individual RAUM · $140M to $97.2MMar 31, 2025 to Mar 25, 2026
- RAUM · $439M to $445MMar 31, 2025 to Mar 25, 2026
- Wrap assets (sponsor) · $393M to $405MMar 31, 2025 to Mar 25, 2026
- Accounts · 1,234 to 1,565Mar 19, 2024 to Mar 31, 2025
- HNW clients · 102 to 110Mar 19, 2024 to Mar 31, 2025
- Individual clients · 397 to 536Mar 19, 2024 to Mar 31, 2025
- Financial planning clients · 251-500 to 251-500Mar 19, 2024 to Mar 31, 2025
- Discretionary RAUM · $383M to $439MMar 19, 2024 to Mar 31, 2025
- HNW RAUM · $258M to $299MMar 19, 2024 to Mar 31, 2025
- Individual RAUM · $125M to $140MMar 19, 2024 to Mar 31, 2025
- RAUM · $383M to $439MMar 19, 2024 to Mar 31, 2025
- Wrap assets (sponsor) · $305M to $393MMar 19, 2024 to Mar 31, 2025
- Accounts · 1,229 to 1,234Jan 19, 2024 to Mar 19, 2024
- HNW clients · 89 to 102Jan 19, 2024 to Mar 19, 2024
- Individual clients · 409 to 397Jan 19, 2024 to Mar 19, 2024
- State-registered IARs · 4 to 3Jan 19, 2024 to Mar 19, 2024
- Discretionary RAUM · $353M to $383MJan 19, 2024 to Mar 19, 2024
- HNW RAUM · $231M to $258MJan 19, 2024 to Mar 19, 2024
- Individual RAUM · $122M to $125MJan 19, 2024 to Mar 19, 2024
- RAUM · $353M to $383MJan 19, 2024 to Mar 19, 2024
- Wrap assets (sponsor) · $353M to $305MJan 19, 2024 to Mar 19, 2024
- Accounts · 1,153 to 1,229Mar 21, 2022 to Mar 29, 2023
- Corporate clients · 0.0 to unsetMar 21, 2022 to Mar 29, 2023
- HNW clients · 104 to 89Mar 21, 2022 to Mar 29, 2023
- Individual clients · 373 to 409Mar 21, 2022 to Mar 29, 2023
- Pooled vehicle clients · 0.0 to unsetMar 21, 2022 to Mar 29, 2023
- Employees · 4 to 5Mar 21, 2022 to Mar 29, 2023
- Discretionary RAUM · $350M to $353MMar 21, 2022 to Mar 29, 2023
- HNW RAUM · $235M to $231MMar 21, 2022 to Mar 29, 2023
- Individual RAUM · $115M to $122MMar 21, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · 0.0 to unsetMar 21, 2022 to Mar 29, 2023
- RAUM · $350M to $353MMar 21, 2022 to Mar 29, 2023
- Wrap assets (sponsor) · $330M to $353MMar 21, 2022 to Mar 29, 2023
- Accounts · 1,467 to 1,153Mar 31, 2021 to Mar 21, 2022
- Advisory employees · 5 to 4Mar 31, 2021 to Mar 21, 2022
Signals
4 dated events
- Anthony Bruce Lefavi (Owner) no longer on Schedule A of Lefavi Wealth Management (listed 2022-03-21, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Anne Sherrie Bakelar (Chief Compliance Officer) no longer on Schedule A of Lefavi Wealth Management (listed 2020-08-04, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Van Jay Greenburg (Deputy Compliance Officer) appeared on Schedule A of Lefavi Wealth ManagementMar 31, 2021 · Control person joined · fact
- Stuart Enterline (Chief Executive Officer) appeared on Schedule A of Lefavi Wealth ManagementApr 1, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@lefavi.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-998-2427reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/2185153reportedpublic record, Form ADV, Sep 17, 2026
- Website
- LEFAVI.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 801-486-9000reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- lefavi.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- lefavi.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $148Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026