RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• P•••••• P••••••
- M• W••••• M••••••••• independent RIA currentsince May 16, 2025 · North Royalton, Oh
- L••• K••• • C•••••• formerOct 16, 2015 to May 19, 2025 · Strongsville, Oh
- P••••••••• S••••••••• I••• unclassifiedMar 2, 2015 to Nov 5, 2015 · Strongsville, Oh
- L••• K••• • C•••••• to M• W••••• M•••••••••left May 19, 2025, registered May 16, 2025 (-3 days) · RIA to a newly registered adviser · moved with a team
- P••••••••• S••••••••• I••• to L••• K••• • C••••••left Nov 5, 2015, registered Oct 16, 2015 (-20 days) · Other · moved with a team
- Mark Phillip Pinzone left L.M. Kohn & Company for M3 Wealth Management (registered 2025-05-16)May 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address