J•••• V•••••• C••••••

• R•• C•••••• M••••••• L•• national BD current
  since Jun 3, 2025 · Cardiff, Ca
• U•• F•••••••• S••••••• I••• wirehouse
  Jun 7, 2011 to May 27, 2025 · Tampa, Fl
• R••••• W• B•••• • C•• I••••••••• mixed wealth
  Jan 12, 2010 to Jun 9, 2011 · Tampa, Fl
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jan 20, 2010 · Los Angeles, Ca
• C•••••••• G••••• M•••••• I••• BD affiliated
  May 21, 2001 to Jun 1, 2009 · Sydney, Nsw

• U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••
  left May 27, 2025, registered Jun 3, 2025 (7 days) · Wirehouse to affiliated broker-dealer or bank
• R••••• W• B•••• • C•• I••••••••• to U•• F•••••••• S••••••• I•••
  left Jun 9, 2011, registered Jun 7, 2011 (-2 days) · Other
• M••••• S•••••• to R••••• W• B•••• • C•• I•••••••••
  left Jan 20, 2010, registered Jan 12, 2010 (-8 days) · Other
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

• ••• Locked
  May 27, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address