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Registered advisor
J•••• A••••• M••••••
Feed of 09/14/2026
At current firm
1 y
since May 1, 2025
In the industry
34 y
since Jul 21, 1992 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 1, 2025 · Seal Beach, Ca
- G•••• P•••• A•••••••• L•• formerApr 1, 2021 to May 1, 2025 · Rockville, Md
- H• B•••• I••• formerJun 8, 2010 to Apr 1, 2021 · Seal Beach, Ca
- P•••••• E••••• A•••••••• I••• unclassifiedApr 23, 2008 to Jun 5, 2008 · Irvine, Ca
- P•••••• E••••• A•••••••• I••• unclassifiedNov 20, 2007 to Jan 2, 2008 · Irvine, Ca
- E•••••••• A••••••• I•• unclassifiedAug 29, 2005 to Nov 15, 2007 · Moorpark, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 17, 2004 to Aug 19, 2004 · Los Angeles, Ca
- C•••••••• I••••••••• R•••••••• I••• unclassifiedAug 28, 2002 to May 7, 2003 · San Francisco, Ca
- S••••••••• S••••••••• I••• unclassifiedAug 16, 2000 to Sep 4, 2002 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- G•••• P•••• A•••••••• L•• to L•• F•••••••• L••left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
- H• B•••• I••• to G•••• P•••• A•••••••• L••left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
- P•••••• E••••• A•••••••• I••• to H• B•••• I•••left Jun 5, 2008, registered Jun 8, 2010 (733 days) · Other
- E•••••••• A••••••• I•• to P•••••• E••••• A•••••••• I•••left Nov 15, 2007, registered Nov 20, 2007 (5 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••••• A••••••• I••left Aug 19, 2004, registered Aug 29, 2005 (375 days) · Other
- C•••••••• I••••••••• R•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 7, 2003, registered Mar 17, 2004 (315 days) · Other
- S••••••••• S••••••••• I••• to C•••••••• I••••••••• R•••••••• I•••left Sep 4, 2002, registered Aug 28, 2002 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address