RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• L••••••• B••••
- O•• A••••••• P•••••••• L•• independent RIA currentsince Mar 22, 2012 · Overland Park, Ks
- S•••••• B•••• C•••••• A•••••••• L•• no RAUM currentsince Dec 10, 2008 · Overland Park, Ks
- W••••• M••••••••• A••••••• I•• formerOct 1, 2010 to May 9, 2013 · Leawood, Ks
- S•••••• B•••• C•••••• A••••••• unclassifiedApr 8, 2003 to Dec 31, 2009 · Overland Park, Ks
- W••••• M••••••••• A••••••• I•• to O•• A••••••• P•••••••• L••left May 9, 2013, registered Mar 22, 2012 (-413 days) · Other
- S•••••• B•••• C•••••• A••••••• to S•••••• B•••• C•••••• A•••••••• L••left Dec 31, 2009, registered Dec 10, 2008 (-386 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address