DFX Intelligence
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Registered advisor
J••• A•••••• G•••••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Jun 29, 2023
In the industry
29 y
since Jan 15, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Houston, Tx
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 6, 2015 to Jun 9, 2021 · Houston, Tx
- C••••• A•••••• N••••••• L•• formerMay 6, 2009 to Jan 9, 2015 · Boerne, Tx
- S••••••• G•••• C•••••• unclassifiedNov 13, 2008 to Mar 25, 2009 · Houston, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 19, 2003 to Nov 17, 2008 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
- C••••• A•••••• N••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 9, 2015, registered Jan 6, 2015 (-3 days) · Other
- S••••••• G•••• C•••••• to C••••• A•••••• N••••••• L••left Mar 25, 2009, registered May 6, 2009 (42 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• G•••• C••••••left Nov 17, 2008, registered Nov 13, 2008 (-4 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address