DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Andersen
Legal name Andersen Tax LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 22 filings
SEC status approved since Jan 9, 2003
RAUM
$6.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
59%
$3.8B individuals and HNW
Advisors
22
registered through the firm on IAPD
RAUM per advisor
$289M
derived; firm RAUM over IAPD count
Employees
2,061
50 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$6.3B as of Mar 30, 2026
Mar 30, 2012$1.4B then
HNW client RAUM$3.7B as of Mar 30, 2026
Mar 30, 2018$1.6B then
State-registered IARs (5.B.3)22 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)2,061 as of Mar 30, 2026
Apr 1, 2013474 then
Private funds: no history
RAUM +4.4% over the last fiscal year+15% a year over threeIARs 24 to 22
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $289MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.1MderivedHNW RAUM over HNW clients
- Average account
- $11.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 93.7derivedItem 5.A over advisors
- Advisors per office
- 3.1derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- -8.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client securities (9.A.1.b)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.7B59%
- Corporations and businesses$2.4B39%
- Charitable organizations$51.6M0.8%
- Individuals$39.6M0.6%
- Pension and profit-sharing plans$2.9M0.0%
- Individual clients
- 88reported
- HNW clients
- 462reported
- Pension plan clients
- 0reported
- Charitable clients
- 13reported
- Accounts
- 579reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.59 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
22 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Andrew Kyriacou | Boston, Ma | Feb 28, 2008 | 28 y | 1 |
| Keegan Fay StroupCertified Financial Planner | Mclean, Va | Aug 2, 2011 | 19 y | 1 |
| Brian Steven Ullsperger | Mclean, Va | Aug 2, 2011 | 31 y | 3 |
| Eric Michael SandersCertified Financial Planner | Mclean, Va | May 26, 2016 | 20 y | 0 |
| Christine Frances Brill | Mclean, Va | May 26, 2016 | 16 y | 1 |
| Mary Kurry MccormickCertified Financial Planner | Mclean, Va | Jul 27, 2016 | 23 y | 0 |
| Christina Marie Bokor | Mclean, Va | Apr 18, 2018 | 12 y | 1 |
| Shaun Paul Hamilton | Boston, Ma | Dec 21, 2020 | 18 y | 0 |
| Jeffrey Michael BratzCertified Financial Planner | Des Moines, Ia | Oct 10, 2023 | 22 y | 3 |
| Matthew Allan JufferCertified Financial Planner | Des Moines, Ia | Oct 11, 2023 | 25 y | 3 |
| Adam Scott Levy | West Palm Beach, Fl | Jul 18, 2024 | 23 y | 2 |
| Kevin Reid DraudtCertified Financial Planner | Mclean, Va | Jul 30, 2024 | 12 y | 3 |
| Daniel Michael GoldsteinChartered Financial Analyst | Mclean, Va | Aug 7, 2024 | 31 y | 1 |
| Thomas GalganoChartered Financial Analyst | New York, Ny | Aug 7, 2024 | 10 y | 0 |
| Daniel HollyChartered Financial Analyst | Mclean, Va | Sep 23, 2024 | 10 y | 0 |
| Anthony RieckCertified Financial Planner | Mclean, Va | Sep 23, 2024 | 11 y | 0 |
| David FrancisCertified Financial Planner | Mclean, Va | Sep 24, 2024 | 12 y | 0 |
| Christian Corey MartinChartered Financial Analyst | New York, Ny | Nov 1, 2024 | 12 y | 0 |
| Charles Howard FisherCertified Financial Planner, Personal Financial Specialist | Tampa, Fl | Nov 8, 2024 | 30 y | 1 |
| Mollie CaputoCertified Financial Planner | Boston, Ma | Jan 22, 2025 | 11 y | 0 |
| Vladimir GuerrierCertified Financial Planner | Boston, Ma | Mar 7, 2025 | 10 y | 0 |
| Leigha Pope | Mclean, Va | Aug 26, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Dennis Ernesto Elias to Range Advisory, LLCAug 18, 2025 · RIA to RIA
- Rebecca Michelle Blevins to Concord Wealth PartnersMay 26, 2022 · RIA to RIA
- Christopher James Williams to Capital Fiduciary AdvisorsJul 14, 2021 · RIA to a state-registered adviser
- Brian Gibbon Mattox to Kendall Capital ManagementFeb 26, 2018 · Other
Joined, latest
- Charles Howard Fisher from Reilly, Fisher & Solomon Investment Advisors, Inc.Nov 8, 2024 · Other
- Daniel Michael Goldstein from Capital One Investing, Inc.Aug 7, 2024 · RIA to RIA
- Dennis Ernesto Elias from Afs Financial Group, LLCAug 7, 2024 · RIA to RIA
- Kevin Reid Draudt from Valeo Financial Advisors, LLCJul 30, 2024 · RIA to RIA
- Adam Scott Levy from Alliancebernstein L.P.Jul 18, 2024 · Other
- Matthew Allan Juffer from Hjn Advisors, LlpOct 11, 2023 · Other
- Jeffrey Michael Bratz from Hjn Advisors, LlpOct 10, 2023 · Other
- Christina Marie Bokor from Pnc Wealth ManagementApr 18, 2018 · Affiliated broker-dealer or bank to independent RIA
- Rebecca Michelle Blevins from United Capital Financial AdvisorsApr 18, 2018 · RIA to RIA
- Brian Gibbon Mattox from Fortigent, LLCJun 2, 2016 · Other
- Christine Frances Brill from Morgan StanleyMay 26, 2016 · Other
- Christopher James Williams from Capital Fiduciary Advisors, LLCMay 24, 2016 · Other
- Brian Steven Ullsperger from Capital Fiduciary Advisors, Inc.Aug 2, 2011 · Other
- Keegan Fay Stroup from Capital Fiduciary Advisors, Inc.Aug 2, 2011 · Other
- Andrew Kyriacou from Ernst & Young Investment Advisers LlpFeb 28, 2008 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Hjn Advisors, LlpSep 18, 2024 · Des Moines, Ia
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Frank Cassidy · Managing Director/Board Membercontrolsince 01/2018 · owns less than 5%
- Peter Coscia · Managing Director/Board Membercontrolsince 01/2018 · owns less than 5%
- Peter Crocco · Managing Director/Board Membercontrolsince 01/2022 · owns less than 5%
- Leroy William Deckelman · Managing Director/Chief Legal Officercontrolsince 01/2025 · owns less than 5%
- Gerald Daniel Depaoli · Country Managing Directorcontrolsince 12/2007 · owns less than 5%
- Mary Duffy · Managing Director/Board Membercontrolsince 01/2018 · owns less than 5%
- Joseph Karczewski · Managing Director/Board Membercontrolsince 12/2007 · owns less than 5%
- Neal Livingston · Managing Director/Chief Financial Officercontrolsince 01/2025 · owns less than 5%
- Sid Luckenbach · Managing Director/Board Membercontrolsince 01/2013 · owns less than 5%
- Jeff Malo · Managing Director, Board Membercontrolsince 01/2021 · owns less than 5%
- Adam Steinberger · Managing Director/Board Membercontrolsince 01/2024 · owns less than 5%
- Chad Thiel · Managing Director/Board Membercontrolsince 01/2024 · owns less than 5%
- Lawrence Mark Vorsatz · Chief Executive Officer/Managing Director/Chairman Of Boardcontrolsince 07/2002 · owns less than 5%
- Lee Morgan Chong · Chief Compliance Officersince 12/2007 · owns less than 5%
- Art Gurwitz · Managing Director/Chief Operating Officersince 01/2023 · owns less than 5%
- Allan Matthew Juffer · Managing Director - Des Moines Icssince 02/2023 · owns less than 5%
- Andrew Kyriacou · Managing Director - Boston Icssince 07/2005 · owns less than 5%
- Scott Adam Levy · Managing Director - New York Icssince 01/2015 · owns less than 5%
- Steven Brian Ullsperger · Managing Director - Mclean Icssince 03/2010 · owns less than 5%
Entity owners
- Andersen Tax Holdings LLC · Holding Companydirect · owns 75% or more
- Md Investment LLC · Holding Company/Memberindirect · owns 75% or more of Andersen Tax Holdings LLC
- Md Management LLC · Managing Memberindirect · owns F of Andersen Tax Holdings LLC
Related persons
Schedule D 7.A
- David Bollisinsurancey
- Edwin Robertsinsurancey
- Jason Grahaminsurancey
- Jeanna Parkerinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mclean, Va · principal | 12 | 0 | 0 | ||
| Boston, Ma | 4 | 0 | 0 | ||
| Des Moines, Ia | 2 | 0 | 0 | ||
| New York, Ny | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Boston, MA12 employees
- New York, NY10 employees
- Des Moines, IA4 employees
- West Palm Beach, FL2 employees
- Houston, TX1 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- high employee count relative to advisorsStatic outlier · filing Mar 30, 2026employees per registered advisor of 93.7 against a peer median of 1.9 (241 comparable advisers, 100.0th percentile, 118.4 robust deviations)peers: independent wealth managers, $5B to $20B (241) · 100% percentile
- control person changedChange between filings · filing Mar 30, 2026DECKELMAN, WILLIAM, LEROY (MANAGING DIRECTOR/CHIEF LEGAL OFFICER) appeared on Schedule A between the filings of 2024-03-29 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026LIVINGSTON, NEAL (MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-03-29 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026LUCKENBACH, SID (MANAGING DIRECTOR/BOARD MEMBER) left Schedule A between the filings of 2024-03-29 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- discretionary share shiftChange between filings · filing Mar 30, 2026discretionary share of RAUM moved from 0.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- institutional asset share shiftChange between filings · filing Mar 30, 2026institutional share of RAUM moved from 18.0% to 39.0% between the annual amendments of 2025-03-31 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 584 to 579Jan 5, 2026 to Mar 30, 2026
- Advisory employees · 51 to 50Jan 5, 2026 to Mar 30, 2026
- Charity clients · 14 to 13Jan 5, 2026 to Mar 30, 2026
- Corporate clients · 14 to 40Jan 5, 2026 to Mar 30, 2026
- HNW clients · 443 to 462Jan 5, 2026 to Mar 30, 2026
- Individual clients · 84 to 88Jan 5, 2026 to Mar 30, 2026
- Assets in custody · $201M to $1.9BJan 5, 2026 to Mar 30, 2026
- Employees · 1,970 to 2,061Jan 5, 2026 to Mar 30, 2026
- State-registered IARs · 24 to 22Jan 5, 2026 to Mar 30, 2026
- Discretionary RAUM · $0 to $6.3BJan 5, 2026 to Mar 30, 2026
- HNW RAUM · $3.5B to $3.7BJan 5, 2026 to Mar 30, 2026
- Individual RAUM · $36.2M to $39.6MJan 5, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $6.1B to $0Jan 5, 2026 to Mar 30, 2026
- Pension RAUM · $2.4M to $2.9MJan 5, 2026 to Mar 30, 2026
- RAUM · $6.1B to $6.3BJan 5, 2026 to Mar 30, 2026
- Accounts · 446 to 584Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 46 to 51Mar 29, 2024 to Mar 31, 2025
- Charity clients · 12 to 14Mar 29, 2024 to Mar 31, 2025
- Corporate clients · 9 to 14Mar 29, 2024 to Mar 31, 2025
- HNW clients · 399 to 443Mar 29, 2024 to Mar 31, 2025
- Individual clients · 83 to 84Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $379M to $201MMar 29, 2024 to Mar 31, 2025
- Employees · 1,861 to 1,970Mar 29, 2024 to Mar 31, 2025
- Insurance-licensed employees · 1 to 0Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · 251-500 to More than 500Mar 29, 2024 to Mar 31, 2025
- State-registered IARs · 11 to 24Mar 29, 2024 to Mar 31, 2025
- Other offices · 5 to 6Mar 29, 2024 to Mar 31, 2025
- HNW RAUM · $2.9B to $3.5BMar 29, 2024 to Mar 31, 2025
- Individual RAUM · $31.7M to $36.2MMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $5.0B to $6.1BMar 29, 2024 to Mar 31, 2025
- Pension RAUM · $9.1M to $2.4MMar 29, 2024 to Mar 31, 2025
- RAUM · $5.0B to $6.1BMar 29, 2024 to Mar 31, 2025
- Accounts · 413 to 446Mar 30, 2023 to Mar 29, 2024
- Advisory employees · 43 to 46Mar 30, 2023 to Mar 29, 2024
- Charity clients · 7 to 12Mar 30, 2023 to Mar 29, 2024
- HNW clients · 329 to 399Mar 30, 2023 to Mar 29, 2024
- Individual clients · 41 to 83Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $960M to $379MMar 30, 2023 to Mar 29, 2024
- Employees · 1,511 to 1,861Mar 30, 2023 to Mar 29, 2024
- State-registered IARs · 9 to 11Mar 30, 2023 to Mar 29, 2024
Signals
8 dated events
- Dennis Ernesto Elias left Andersen for Range Advisory, Llc (registered 2025-09-09)Aug 18, 2025 · Advisor changed firm · fact
- Andersen reported 24 state-registered advisory representatives, up from 11 (2024-03-29 to 2025-03-31)Mar 31, 2025 · Advisor headcount change · derived
- 2 advisors left Hjn Advisors, LLP (Des Moines, IA) for Andersen on the same daySep 18, 2024 · Team lift-out · derived
- Rebecca Michelle Blevins left Andersen for Concord Wealth Partners (registered 2025-07-17)May 26, 2022 · Advisor changed firm · fact
- Andersen reported RAUM $3.7B, up 43% from $2.6B (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Douglas Gerald Des Roches (Managing Director/Board Member) no longer on Schedule A of Andersen (listed 2021-03-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Peter Crocco (Managing Director/Board Member) appeared on Schedule A of AndersenMar 30, 2022 · Control person joined · fact
- Kay Susan Swartz (Managing Director/Board Member) no longer on Schedule A of Andersen (listed 2020-06-30, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/ANDERSENUSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ANDERSEN.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 571-382-0020reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- andersen.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $289Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026