RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• H••••• S••••
- A••••••• S••••••• N•••••• independent RIA currentsince Sep 14, 2018 · Lansdale, Pa
- C•••••• L•• independent RIAMay 17, 2006 to Oct 5, 2018 · King Of Prussia, Pa
- M•••••• O••••••• M••••• • Q•••• F•••••••• A•••••••• L• unclassifiedSep 8, 2000 to Dec 14, 2006 · King Of Prussia, Pa
- C•••••• L•• to A••••••• S••••••• N••••••left Oct 5, 2018, registered Sep 14, 2018 (-21 days) · RIA to RIA
- M•••••• O••••••• M••••• • Q•••• F•••••••• A•••••••• L• to C•••••• L••left Dec 14, 2006, registered May 17, 2006 (-211 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address