DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• H• L••

R•••••• J•••• • A••••••••• I•••national BDBeverly Hills, Cadual registrantIAPD 2257654

Feed of 09/14/2026

Also filed as A••••• Hyeung Lee

At current firm

3 y

since Apr 28, 2023

In the industry

33 y

since Sep 28, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Apr 28, 2023 · Beverly Hills, Ca
W•••••• S••••••••• I••• BD affiliated
Dec 20, 2019 to May 19, 2023 · Los Angeles, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 10, 2010 to Dec 6, 2019 · Beverly Hills, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 15, 1997 to May 24, 2004 · Woodland Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

W•••••• S••••••••• I••• to R•••••• J•••• • A••••••••• I•••
left May 19, 2023, registered Apr 28, 2023 (-21 days) · Affiliated broker-dealer or bank to another · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••••• S••••••••• I•••
left Dec 6, 2019, registered Dec 20, 2019 (14 days) · Wirehouse to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 24, 2004, registered Jul 10, 2010 (2238 days) · Affiliated broker-dealer or bank to wirehouse

Signals

A••••• H• L•• left W•••••• S••••••••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2023-04-28)
May 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address