RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• J• E••••••
- C••••••••• F•••••••• N•••••• national BD currentsince Oct 8, 2025 · Brentwood, Ca
- F•••••• independent RIAOct 2, 2025 to Oct 10, 2025 · Brentwood, Ca
- C••••••••• F•••••••• N•••••• national BDAug 15, 2008 to Sep 30, 2025 · Brentwood, Ca
- W••••• S••••• S••••••••• I••• formerAug 5, 2005 to Sep 5, 2008 · Brentwood, Ca
- M•••••• W•••••• • E•••••• F•••••••• G•••• I••• unclassifiedJul 14, 2000 to Dec 31, 2012 · Pleasanton, Ca
- W••••• S••••• A••••••• I•• unclassifiedMar 8, 1993 to Nov 2, 2006 · Concord, Ca
- F•••••• to C••••••••• F•••••••• N••••••left Oct 10, 2025, registered Oct 8, 2025 (-2 days) · RIA to affiliated broker-dealer or bank · moved with a team
- C••••••••• F•••••••• N•••••• to F••••••left Sep 30, 2025, registered Oct 2, 2025 (2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•••••• W•••••• • E•••••• F•••••••• G•••• I••• to W••••• S••••• S••••••••• I•••left Dec 31, 2012, registered Aug 5, 2005 (-2705 days) · Other
- W••••• S••••• S••••••••• I••• to C••••••••• F•••••••• N••••••left Sep 5, 2008, registered Aug 15, 2008 (-21 days) · Other
- W••••• S••••• A••••••• I•• to M•••••• W•••••• • E•••••• F•••••••• G•••• I•••left Nov 2, 2006, registered Jul 14, 2000 (-2302 days) · Other
- G•••••• J• E•••••• left Farther for C••••••••• F•••••••• N•••••• (registered 2025-10-08)Oct 10, 2025 · Advisor changed firm · fact
- G•••••• J• E•••••• left C••••••••• F•••••••• N•••••• for Farther (registered 2025-10-02)Sep 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address