RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- B•• C•••••• M••••••••• other currentsince Dec 16, 2009 · Des Moines, Ia
- M•••• C••••••• I••• formerDec 7, 2006 to Jan 23, 2009 · West Des Moines, Ia
- V•• C•••••• unclassifiedNov 27, 2003 to Dec 8, 2006 · Clive, Ia
- V•• C•••••• L•• unclassifiedJun 9, 1999 to Dec 31, 2003 · Clive, Ia
- M•••• C••••••• I••• to B•• C•••••• M•••••••••left Jan 23, 2009, registered Dec 16, 2009 (327 days) · Other
- V•• C•••••• to M•••• C••••••• I•••left Dec 8, 2006, registered Dec 7, 2006 (-1 days) · Other
- V•• C•••••• L•• to V•• C••••••left Dec 31, 2003, registered Nov 27, 2003 (-34 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address