DFX Intelligence
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Registered advisor
E•••• K••••• R••••
Feed of 09/14/2026
Also filed as E•••• E• K•••••
At current firm
1 y
since Jul 17, 2025
In the industry
23 y
since Dec 1, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Jul 17, 2025 · New York, Ny
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Jul 17, 2025 · Ny, Ny
- U•• F•••••••• S••••••• I••• wirehouseApr 12, 2004 to Jul 28, 2025 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R••••••••• C•••••• M•••••••••left Jul 28, 2025, registered Jul 17, 2025 (-11 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJul 28, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address