RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A• C••••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Feb 25, 2025 · Dunedin, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedAug 9, 2022 to Jun 1, 2023 · Dunedin, Fl
- R•••••• J•••• • A••••••••• I••• national BDMar 18, 2021 to Aug 3, 2022 · St. Petersburg, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedMay 30, 2002 to Jul 8, 2019 · Tampa, Fl
- T• R••• P•••• A••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••left Jun 1, 2023, registered Feb 25, 2025 (635 days) · RIA to affiliated broker-dealer or bank
- R•••••• J•••• • A••••••••• I••• to T• R••• P•••• A••••••• S•••••••• I•••left Aug 3, 2022, registered Aug 9, 2022 (6 days) · Affiliated broker-dealer or bank to independent RIA
- T• R••• P•••• A••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••left Jul 8, 2019, registered Mar 18, 2021 (619 days) · RIA to affiliated broker-dealer or bank · moved with a team
- M••• A• C•••••• left T• R••• P•••• A••••••• S•••••••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2025-02-25)Jun 1, 2023 · Advisor changed firm · fact
- M••• A• C•••••• left R•••••• J•••• • A••••••••• I••• for T• R••• P•••• A••••••• S•••••••• I••• (registered 2022-08-09)Aug 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address