DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

T. Rowe Price Advisory Services, Inc.

Broker-dealer affiliated wealth managerOwings Mills, MarylandCRD 108958SEC 801-58098websiteIAPD
Latest filing Aug 26, 2026
First filing on the tape Mar 29, 2012 · 56 filings
SEC status approved since Nov 17, 2000
RAUM
$5.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$5.9B individuals and HNW
Advisors
490
registered through the firm on IAPD
RAUM per advisor
$12.0M
derived; firm RAUM over IAPD count
Employees
92
66 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
56 filings and snapshots on the tape
RAUM$5.9B as of Aug 26, 2026
Mar 31, 2017$3.6M then
HNW client RAUM$0 as of Aug 26, 2026
Mar 24, 2023$0 then
State-registered IARs (5.B.3)78 as of Aug 26, 2026
Mar 27, 201316 then
Employees (5.A)92 as of Aug 26, 2026
Mar 27, 201317 then
Private funds: no history
RAUM +53% over the last fiscal year+103% a year over threeIARs 74 to 78offices 2 to 1
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$11.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
27derivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$436,409derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.2derivedItem 5.A over advisors
Advisors per office
247.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+53%derivedbetween the last two annual amendments
Advisor growth, one year
+5.4%derivedItem 5.B.3 between annual amendments
Client growth, one year
+35%derived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Financial planning clients
11,000reportedItem 5.H
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$5.9B100%
  • Corporations and businesses$1.5M0.0%
Individual clients
13,517reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
13,518reported
Financial planning clients
11,000reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=88.0derived
Advisors registered through the firm
496 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Daniel Michael MiddeltonBaltimore, MdMay 6, 200132 y0
Constance Englesson WeilOwings Mills, MdJun 18, 200133 y0
Martin Dailey AllenbaughCertified Financial PlannerOwings Mills, MdAug 10, 200134 y0
Danica Marcy CampbellOwings Mills, MdMay 27, 200232 y0
Thomas John KellyOdessa, FlAug 15, 200323 y0
Charles E JohnsonCertified Financial PlannerColorado Springs, CoMar 28, 200622 y0
Robert Kelley LathenColorado Springs, CoFeb 22, 200720 y0
Peter Anthony DelibroBaltimore, MdMar 3, 200729 y0
Robert Jeremy MitchellColorado Spring, CoNov 21, 200820 y0
Christopher David BrowneOwings Mills, MdJan 23, 200920 y0
Peter V NguyenCertified Financial PlannerDunedin, FlJul 20, 200918 y0
Kevin Joseph CampbellColorado Springs, CoJan 4, 201018 y0
Quentin J VannelliColorado Springs, CoMar 3, 201018 y0
Andreas Witold SchmitkeHudson, FlSep 9, 201025 y0
Jared Mark De JongCertified Financial PlannerColorado Springs, CoSep 30, 201016 y0
Shawn Allen SacchettiCertified Financial PlannerOwings Mills, MdSep 30, 201019 y1
Scott James HoneaCertified Financial PlannerColorado Springs, CoNov 8, 201017 y0
Chad Michael BermanCertified Financial PlannerOwings Mills, MdDec 10, 201018 y1
Jeremy Ryan FlaggCertified Financial PlannerOwings Mills, MdJan 21, 201118 y0
Joseph Matthew PalazzoloColorado Springs, CoFeb 15, 201118 y0
Bridgette Marie MathiasColorado Springs, CoMar 16, 201116 y0
Mark Alex ScarboroughCertified Financial PlannerOwings Mills, MdApr 11, 201122 y0
Benjamin Andrew PrensnerCertified Financial PlannerColorado Springs, CoJul 25, 201115 y0
Dennis James ElliottOwings Mills, MdAug 15, 201127 y0
Jennifer Lynn HunzikerCertified Financial PlannerTampa, FlAug 22, 201118 y0
Erik Christopher RonneValrico, FlSep 15, 201127 y0
Stephanie Liann QuineColorado Springs, CoSep 28, 201119 y0
Mark Allen YorkstonColorado Springs, CoNov 2, 201116 y0
Dorothy C SawyerBaltimore, MdNov 3, 201129 y1
Daniel Lee MclaneCertified Financial PlannerColorado Springs, CoNov 8, 201116 y0
Christopher Paul BelcherCertified Financial PlannerColorado Springs, CoNov 8, 201119 y0
John K RamirezColorado Springs, CoMar 28, 201220 y0
Jennifer Lauren SuessCertified Financial PlannerColorado Springs, CoApr 11, 201219 y1
Robin Lynette FeilColorado Springs, CoJul 25, 201226 y0
Kelli Rebecca ParrisPortage, MiOct 23, 201219 y0
Daniel J LittleCertified Financial PlannerOwings Mills, MdNov 13, 201215 y0
Darrell ReaganCertified Financial PlannerColorado Springs, CoMar 19, 201316 y3
Erick Hamill MorrColorado Springs, CoMar 28, 201316 y0
Brent A AndersenOwings Mills, MdJun 3, 201320 y0
Benjamin Paul DefeliceOwings Mills, MdJun 4, 201319 y0
All 496 advisors at T. Rowe Price Advisory Services, Inc.
Advisor movement
33 left, 38 joined in 12 months
net +5 in 12 months6 left in 90 days22 joined in 90 daysdeparture rate 6.7% of current headcount91 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Paul Christopher Augelli · Directorcontrol
    since 04/2025 · owns less than 5%
  • Michael Craig Gross · Directorcontrol
    since 01/2022 · owns less than 5%
  • Marie Christine Johnson · Directorcontrol
    since 01/2022 · owns less than 5%
  • Phillip Korenman · President/Directorcontrol
    since 01/2022 · owns less than 5%
  • Peters Stephanie Mumford · Chief Compliance Officercontrol
    since 03/2018 · owns less than 5%
  • Marcus Toby Thompson · Directorcontrol
    since 01/2022 · owns less than 5%
Entity owners
  • T. Rowe Price Group, Inc. · Direct Owner
    direct · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
Advisers that list T. Rowe Price Advisory Services, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Owings Mills, Md · principal23065171
Colorado Springs, Co17844131
Baltimore, Md3000
Tampa, Fl500
Fort Lauderdale, Fl200
Charlotte, Nc210
Zephyrhills, Fl100
Land O Lakes, Fl101
Pasadena, Md000
Philadelphia, Pa001
Millersville, Md001
Clover, Sc000
Boynton Beach, Fl000
Coatesville, Pa000
Lomita, Ca000
Nashville, In000
Overland Park, Ks000
Offices
Schedule D 1.F, the 25 largest
  • Colorado Springs, CO17 employees
  • Owings Mills, MD3 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Aug 26, 2026
    AUGELLI, CHRISTOPHER, PAUL (DIRECTOR) appeared on Schedule A between the filings of 2022-01-27 and 2026-08-26
    peers: affiliated wealth managers, $5B to $20B (53)
  • control person changedChange between filings · filing Aug 26, 2026
    Johnson, Christine, Marie (DIRECTOR) left Schedule A between the filings of 2022-01-27 and 2026-08-26
    peers: affiliated wealth managers, $5B to $20B (53)
  • control person changedChange between filings · filing Aug 26, 2026
    Korenman, Phillip (PRESIDENT/DIRECTOR) left Schedule A between the filings of 2022-01-27 and 2026-08-26
    peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
  • Accounts · 10,014 to 13,518
    Feb 27, 2026 to Mar 31, 2026
  • Advisory employees · 61 to 66
    Feb 27, 2026 to Mar 31, 2026
  • BD registered reps · 82 to 88
    Feb 27, 2026 to Mar 31, 2026
  • Corporate clients · 1.0 to unset
    Feb 27, 2026 to Mar 31, 2026
  • Individual clients · 10,013 to 13,517
    Feb 27, 2026 to Mar 31, 2026
  • Employees · 86 to 92
    Feb 27, 2026 to Mar 31, 2026
  • State-registered IARs · 74 to 78
    Feb 27, 2026 to Mar 31, 2026
  • Other offices · 2 to 1
    Feb 27, 2026 to Mar 31, 2026
  • Discretionary RAUM · $3.9B to $5.9B
    Feb 27, 2026 to Mar 31, 2026
  • Individual RAUM · $3.9B to $5.9B
    Feb 27, 2026 to Mar 31, 2026
  • RAUM · $3.9B to $5.9B
    Feb 27, 2026 to Mar 31, 2026
  • Financial planning clients · More than 500 to More than 500
    Mar 31, 2025 to May 9, 2025
  • Accounts · 7,398 to 10,014
    Jan 7, 2025 to Mar 31, 2025
  • Advisory employees · 42 to 61
    Jan 7, 2025 to Mar 31, 2025
  • BD registered reps · 53 to 82
    Jan 7, 2025 to Mar 31, 2025
  • Individual clients · 7,397 to 10,013
    Jan 7, 2025 to Mar 31, 2025
  • Employees · 58 to 86
    Jan 7, 2025 to Mar 31, 2025
  • State-registered IARs · 52 to 74
    Jan 7, 2025 to Mar 31, 2025
  • Discretionary RAUM · $2.6B to $3.9B
    Jan 7, 2025 to Mar 31, 2025
  • Individual RAUM · $2.6B to $3.9B
    Jan 7, 2025 to Mar 31, 2025
  • RAUM · $2.6B to $3.9B
    Jan 7, 2025 to Mar 31, 2025
  • Accounts · 5,011 to 7,398
    Dec 7, 2023 to Mar 28, 2024
  • Advisory employees · 33 to 42
    Dec 7, 2023 to Mar 28, 2024
  • BD registered reps · 40 to 53
    Dec 7, 2023 to Mar 28, 2024
  • Individual clients · 5,010 to 7,397
    Dec 7, 2023 to Mar 28, 2024
  • Employees · 47 to 58
    Dec 7, 2023 to Mar 28, 2024
  • State-registered IARs · 40 to 52
    Dec 7, 2023 to Mar 28, 2024
  • Other offices · 1 to 2
    Dec 7, 2023 to Mar 28, 2024
  • Discretionary RAUM · $1.4B to $2.6B
    Dec 7, 2023 to Mar 28, 2024
  • Individual RAUM · $1.4B to $2.6B
    Dec 7, 2023 to Mar 28, 2024
  • RAUM · $1.4B to $2.6B
    Dec 7, 2023 to Mar 28, 2024
  • Accounts · 4,162 to 5,011
    Mar 24, 2023 to May 11, 2023
  • Individual clients · 4,161 to 5,010
    Mar 24, 2023 to May 11, 2023
  • Discretionary RAUM · $706M to $1.4B
    Mar 24, 2023 to May 11, 2023
  • Individual RAUM · $706M to $1.4B
    Mar 24, 2023 to May 11, 2023
  • RAUM · $706M to $1.4B
    Mar 24, 2023 to May 11, 2023
  • Accounts · 4,627 to 4,162
    Nov 4, 2022 to Mar 24, 2023
  • Advisory employees · 35 to 33
    Nov 4, 2022 to Mar 24, 2023
  • BD registered reps · 45 to 40
    Nov 4, 2022 to Mar 24, 2023
  • Charity clients · unset to 0.0
    Nov 4, 2022 to Mar 24, 2023
Signals
60 dated events
  • Holden Rieping no longer holds an investment adviser registration (last listed at T. Rowe Price Advisory Services, Inc. on the 2026-09-17 feed)
    Sep 17, 2026 · Advisor registration ended · derived
  • Emmanuel W. Spencer registered as an investment adviser representative at T. Rowe Price Advisory Services, Inc.
    Sep 17, 2026 · Advisor registered · fact
  • Eric Stevens registered as an investment adviser representative at T. Rowe Price Advisory Services, Inc.
    Sep 16, 2026 · Advisor registered · fact
  • Ashley S Childs registered as an investment adviser representative at T. Rowe Price Advisory Services, Inc.
    Sep 16, 2026 · Advisor registered · fact
  • Nicholas Bucciarelli registered as an investment adviser representative at T. Rowe Price Advisory Services, Inc.
    Sep 15, 2026 · Advisor registered · fact
  • Jared P Taylor registered as an investment adviser representative at T. Rowe Price Advisory Services, Inc.
    Sep 15, 2026 · Advisor registered · fact
  • Michael Ligons registered as an investment adviser representative at T. Rowe Price Advisory Services, Inc.
    Sep 15, 2026 · Advisor registered · fact
  • Lindsey Elizabeth Neal left T. Rowe Price Advisory Services, Inc. for Onedigital (registered 2026-08-24)
    Aug 25, 2026 · Advisor changed firm · fact
  • Sullivan Beck-Winter left T. Rowe Price Advisory Services, Inc. for Greenspring Advisors, Llc (registered 2026-09-03)
    Jul 30, 2026 · Advisor changed firm · fact
  • Robin Michael Meyer left T. Rowe Price Advisory Services, Inc. for Vanguard Advisers, Inc. (registered 2026-08-20)
    Jul 20, 2026 · Advisor changed firm · fact
  • Aranya Mishra left T. Rowe Price Advisory Services, Inc. for Dimensional Fund Advisors Lp (registered 2026-09-02)
    Jun 29, 2026 · Advisor changed firm · fact
  • Matthew William Knudsen left T. Rowe Price Advisory Services, Inc. for Greenspring Advisors, Llc (registered 2026-07-07)
    Jun 29, 2026 · Advisor changed firm · fact
  • Kelly A Traczek left T. Rowe Price Advisory Services, Inc. for Empower Advisory Group, Llc (registered 2026-06-24)
    Jun 25, 2026 · Advisor changed firm · fact
  • Craig Elliott left T. Rowe Price Advisory Services, Inc. for Empower Advisory Group, Llc (registered 2026-06-11)
    Jun 4, 2026 · Advisor changed firm · fact
  • Guy Rene Mondjii left T. Rowe Price Advisory Services, Inc. for Vanguard Advisers, Inc. (registered 2026-06-15)
    May 28, 2026 · Advisor changed firm · fact
  • Anthony Persichitti left T. Rowe Price Advisory Services, Inc. for State Farm Investment Management Corp. (registered 2026-06-02)
    May 22, 2026 · Advisor changed firm · fact
  • Jesse L Perry left T. Rowe Price Advisory Services, Inc. for Fisher Investments (registered 2026-06-29)
    May 21, 2026 · Advisor changed firm · fact
  • Gina J Dandrea left T. Rowe Price Advisory Services, Inc. for Empower Advisory Group, Llc (registered 2026-06-10)
    May 15, 2026 · Advisor changed firm · fact
  • Leo J Kelly left T. Rowe Price Advisory Services, Inc. for Verdence Capital Advisors, Llc (registered 2026-04-22)
    Apr 23, 2026 · Advisor changed firm · fact
  • Darius J Brown left T. Rowe Price Advisory Services, Inc. for Wells Fargo Advisors (registered 2026-04-17)
    Apr 20, 2026 · Advisor changed firm · fact
  • Spencer Belnap left T. Rowe Price Advisory Services, Inc. for Fisher Investments (registered 2026-04-15)
    Apr 16, 2026 · Advisor changed firm · fact
  • Michael J Lynch left T. Rowe Price Advisory Services, Inc. for Edward Jones (registered 2026-04-13)
    Apr 14, 2026 · Advisor changed firm · fact
  • T. Rowe Price Advisory Services, Inc. reported RAUM $5.9B, up 53% from $3.9B (2026-02-27 to 2026-03-31)
    Mar 31, 2026 · RAUM change · derived
  • Ryan Malaeb left T. Rowe Price Advisory Services, Inc. for Schwab Wealth Advisory, Inc. (registered 2026-03-12)
    Mar 10, 2026 · Advisor changed firm · fact
  • Meghan A Young left T. Rowe Price Advisory Services, Inc. for Morgan Stanley (registered 2026-03-19)
    Mar 10, 2026 · Advisor changed firm · fact
  • Jack Charles Kelly left T. Rowe Price Advisory Services, Inc. for Vanguard Advisers, Inc. (registered 2026-03-10)
    Mar 4, 2026 · Advisor changed firm · fact
  • Brandon M Williams left T. Rowe Price Advisory Services, Inc. for Empower Advisory Group, Llc (registered 2026-02-24)
    Feb 17, 2026 · Advisor changed firm · fact
  • Robert Stephen Lydzinski left T. Rowe Price Advisory Services, Inc. for Morgan Stanley (registered 2026-02-09)
    Feb 10, 2026 · Advisor changed firm · fact
  • Quade Levi Yaegel left T. Rowe Price Advisory Services, Inc. for Empower Advisory Group, Llc (registered 2026-02-06)
    Feb 4, 2026 · Advisor changed firm · fact
  • Joshua Gravois left T. Rowe Price Advisory Services, Inc. for Charles Schwab & Co., Inc. (registered 2026-02-24)
    Feb 4, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
LINKEDIN.COM/COMPANY/T--ROWE-PRICEreportedpublic record, Form ADV, Sep 18, 2026
Website
TROWEPRICE.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
800-225-5132reportedpublic record, Form ADV, Aug 26, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$12.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026