DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas B Mclean
Certified Financial Planner
Feed of 09/14/2026
Also filed as Thomas B Mclean
At current firm
8 y
since Aug 2, 2018
In the industry
21 y
since Dec 29, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Advitica Financial Planning LLC state registered currentsince Aug 2, 2018 · Tenino, Wa
- Vestory, LLC formerMay 9, 2017 to Jul 19, 2018 · Bellevue, Wa
- Nr Smith & Associates, P.S. formerOct 15, 2014 to May 1, 2017 · Olympia, Wa
- Cambridge Investment Research Advisors, Inc. BD affiliatedAug 16, 2011 to Dec 21, 2011 · Lubbock, Tx
- Chase Investment Services Corp. formerNov 10, 2008 to Sep 17, 2009 · Centennial, Co
- Edward Jones national BDMar 1, 2007 to Nov 4, 2008 · Thornton, Co
Moves
a registration end followed by a registration begin elsewhere
- Vestory, LLC to Advitica Financial Planning LLCleft Jul 19, 2018, registered Aug 2, 2018 (14 days) · RIA to a state-registered adviser
- Nr Smith & Associates, P.S. to Vestory, LLCleft May 1, 2017, registered May 9, 2017 (8 days) · Other
- Cambridge Investment Research Advisors, Inc. to Nr Smith & Associates, P.S.left Dec 21, 2011, registered Oct 15, 2014 (1029 days) · Other
- Chase Investment Services Corp. to Cambridge Investment Research Advisors, Inc.left Sep 17, 2009, registered Aug 16, 2011 (698 days) · Other
- Edward Jones to Chase Investment Services Corp.left Nov 4, 2008, registered Nov 10, 2008 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address