RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J•••• B••••
- R•• W••••• A••••••• independent RIA currentsince Aug 3, 2010 · St. Louis, Mo
- R••••••••• F•••••••• C•••••••• E•••••••• L•• unclassifiedApr 27, 2005 to Dec 31, 2007 · St. Louis, Mo
- S••••••• F•••••••• S•••••••• I••• formerOct 1, 2001 to Aug 4, 2010 · St. Louis, Mo
- R• A••••••• L•• unclassifiedDec 1, 1998 to Oct 5, 2004 · St. Louis, Mo
- S••••••• F•••••••• S•••••••• I••• to R••••••••• F•••••••• C•••••••• E•••••••• L••left Aug 4, 2010, registered Apr 27, 2005 (-1925 days) · Other
- R••••••••• F•••••••• C•••••••• E•••••••• L•• to R•• W••••• A•••••••left Dec 31, 2007, registered Aug 3, 2010 (946 days) · Other
- R• A••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Oct 5, 2004, registered Oct 1, 2001 (-1100 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address