RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince Aug 16, 2023 · Westerville, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedAug 3, 2020 to Jul 7, 2023 · Columbus, Oh
- B•••••• R••••• • R•• formerNov 14, 2016 to Jun 28, 2019 · Columbus, Oh
- H••••••••• F•••••••• A••••••• to O•••••••••left Jul 7, 2023, registered Aug 16, 2023 (40 days) · Other · moved with a team
- B•••••• R••••• • R•• to H••••••••• F•••••••• A•••••••left Jun 28, 2019, registered Aug 3, 2020 (402 days) · RIA to affiliated broker-dealer or bank
- G•••••• A•••• left H••••••••• F•••••••• A••••••• for Onedigital (registered 2023-08-16)Jul 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address