DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jack Gilbert Russell
Feed of 09/15/2026
Also filed as Jack G Russell
At current firm
10 y
since May 13, 2016
In the industry
34 y
since Sep 11, 1992 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Capital Investment Advisory Services, LLC BD affiliated currentsince May 13, 2016 · Atlanta, Ga
- Sterne Agee Asset Management, Inc. formerApr 2, 2014 to Jan 20, 2016 · Atlanta, Ga
- Oppenheimer & Co. Inc. BD affiliatedJul 30, 2010 to Jul 15, 2013 · Atlanta, Ga
- MML Investors Services, LLC BD affiliatedSep 12, 2007 to Jul 25, 2008 · Atlanta, Ga
- J.P. Morgan Securities Inc. unclassifiedSep 27, 2006 to Mar 23, 2007 · Atlanta, Ga
- Banc One Securities Corporation unclassifiedDec 21, 2005 to Sep 27, 2006 · Chicago, Il
- Osaic Fa, Inc. formerMar 5, 2003 to Jan 4, 2006 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Sterne Agee Asset Management, Inc. to Capital Investment Advisory Services, LLCleft Jan 20, 2016, registered May 13, 2016 (114 days) · Other
- Oppenheimer & Co. Inc. to Sterne Agee Asset Management, Inc.left Jul 15, 2013, registered Apr 2, 2014 (261 days) · Other
- MML Investors Services, LLC to Oppenheimer & Co. Inc.left Jul 25, 2008, registered Jul 30, 2010 (735 days) · Other
- J.P. Morgan Securities Inc. to MML Investors Services, LLCleft Mar 23, 2007, registered Sep 12, 2007 (173 days) · Other
- Banc One Securities Corporation to J.P. Morgan Securities Inc.left Sep 27, 2006, registered Sep 27, 2006 (0 days) · corporate re-registration, not a move
- Osaic Fa, Inc. to Banc One Securities Corporationleft Jan 4, 2006, registered Dec 21, 2005 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address