DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Capital Investment Advisory Services, LLC
Latest filing Mar 12, 2026
First filing on the tape Mar 30, 2012 · 43 filings
SEC status approved since Jan 5, 2009
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$2.3B individuals and HNW
Advisors
103
registered through the firm on IAPD
RAUM per advisor
$23.2M
derived; firm RAUM over IAPD count
Employees
91
87 advisory (5.B.1)
Offices
39
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$2.4B as of Mar 12, 2026
Mar 30, 2012$140M then
HNW client RAUM$1.3B as of Mar 12, 2026
Mar 26, 2018$30.5M then
State-registered IARs (5.B.3)86 as of Mar 12, 2026
Mar 30, 20120 then
Employees (5.A)91 as of Mar 12, 2026
Mar 22, 201389 then
Private funds: no history
RAUM +24% over the last fiscal year+9.1% a year over threeIARs 102 to 86
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $23.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $242,709derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 2.6derived40 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- -16%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $2.4B, 5,983 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B56%
- Individuals$972M41%
- Corporations and businesses$38.9M1.6%
- Pension and profit-sharing plans$28.0M1.2%
- Charitable organizations$21.9M0.9%
- Individual clients
- 5,406reported
- HNW clients
- 766reported
- Pension plan clients
- 41reported
- Charitable clients
- 15reported
- Accounts
- 9,862reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $2.4B for 5,983 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=80.0derived
Advisors registered through the firm
100 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Richard Lee Fields | Raleigh, Nc | Apr 1, 2009 | 32 y | 3 |
| Erik Edward BabocsiCertified Financial Planner | Raleigh, Nc | Jun 8, 2009 | 28 y | 3 |
| Dante Perron Mcdowell | Raleigh, Nc | Jun 10, 2009 | 24 y | 1 |
| Justin Marc Chadwick | Raleigh, Nc | Sep 8, 2009 | 20 y | 0 |
| William Anthony Moore | Cary, Nc | Sep 22, 2009 | 23 y | 0 |
| Craig Murchison McdanielCertified Financial Planner | Columbia, Sc | Sep 29, 2009 | 43 y | 1 |
| Robert Cline Williams | Hiawassee, Ga | Jan 15, 2010 | 34 y | 3 |
| John Mccrary ParrottChartered Financial Consultant | Lexington, Nc | Feb 23, 2010 | 40 y | 2 |
| Charles Bell UpshawCertified Financial Planner | Raleigh, Nc | Sep 8, 2010 | 46 y | 0 |
| Daniel Riddle Shive | Lexington, Nc | Sep 8, 2010 | 16 y | 0 |
| Charles William Pendergraft | Charlotte, Nc | Jul 24, 2011 | 31 y | 2 |
| Paul Edgerton Cranfill | Raleigh, Nc | Mar 16, 2012 | 14 y | 1 |
| Tammie Lyn Farrell | Raleigh, Nc | Oct 9, 2012 | 31 y | 1 |
| Benjamin Timothy Brooks | Raleigh, Nc | Jan 2, 2013 | 34 y | 1 |
| Susan Smith WhitfieldCertified Financial Planner | Raleigh, Nc | Jan 2, 2013 | 22 y | 3 |
| Donald Benton Parrott | Raleigh, Nc | Jan 2, 2013 | 32 y | 1 |
| Richard Wayne Gardner | Raleigh, Nc | Jan 2, 2013 | 29 y | 1 |
| Arch Ronald DecastriqueChartered Financial Consultant | Raleigh, Nc | Jan 2, 2013 | 41 y | 4 |
| Devrin Keith Avant | Raleigh, Nc | Jan 2, 2013 | 39 y | 3 |
| Roy Terry BassCertified Financial Planner | Fuquay Varina, Nc | Jan 2, 2013 | 40 y | 1 |
| Kimberlee Dawn Sipe | Knightdale, Nc | Jan 2, 2013 | 21 y | 2 |
| Michael Francis PearlCertified Financial Planner | Raleigh, Nc | Jan 2, 2013 | 38 y | 1 |
| Welton Cortez Smith | Raleigh, Nc | Jan 7, 2013 | 39 y | 1 |
| John Theron Thorne | Columbia, Sc | Jan 7, 2013 | 50 y | 1 |
| Delores Lomax Thomsen | Raleigh, Nc | Jan 7, 2013 | 43 y | 1 |
| George Gregory HicksCertified Financial Planner | Raleigh, Nc | Jan 10, 2013 | 40 y | 1 |
| Carlton William BlantonCertified Financial Planner | Raleigh, Nc | Jan 16, 2013 | 26 y | 0 |
| Frank Hodgin Shields | Raleigh, Nc | Feb 6, 2013 | 44 y | 1 |
| Wayne Spencer Hill | Raleigh, Nc | Feb 7, 2013 | 39 y | 1 |
| Jeffery Alan Bryson | Raleigh, Nc | May 31, 2013 | 18 y | 0 |
| Charles Edward Forgason | Raleigh, Nc | Sep 3, 2013 | 42 y | 0 |
| Wanda Newton Cooper | Raleigh, Nc | Nov 18, 2013 | 32 y | 0 |
| Eugene Cebron Thompson | Raleigh, Nc | Feb 13, 2014 | 25 y | 1 |
| Joseph Burke FreedlandCertified Financial Planner | Raleigh, Nc | Jul 13, 2015 | 13 y | 0 |
| James Andrew MothorpeCertified Financial Planner | Peachtree City, Ga | Sep 21, 2015 | 29 y | 0 |
| Michelle D Onorio | Danvers, Ma | Nov 16, 2015 | 24 y | 1 |
| Richard Elwood Rose | Raleigh, Nc | Jan 21, 2016 | 34 y | 1 |
| Bowman James NicholsonCertified Financial Planner | Raleigh, Nc | May 5, 2016 | 14 y | 1 |
| Jack Gilbert Russell | Raleigh, Nc | May 13, 2016 | 34 y | 6 |
| Matthew Thomas Keen | Raleigh, Nc | Oct 5, 2016 | 13 y | 2 |
Advisor movement
9 left, 4 joined in 12 months
net -5 in 12 months2 left in 90 days1 joined in 90 daysdeparture rate 8.7% of current headcount23 left over 36 months
Left, latest
- Randolph Mccraven Nash to Capital Advisers, Inc.Aug 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- Matthew Christopher Howard to Cetera Investment Advisers LLCJul 1, 2026 · Affiliated broker-dealer or bank to another
- Lawrence Roger Allen to Edward JonesMar 25, 2026 · Affiliated broker-dealer or bank to another
- Morgan Larner Mccullen to Edward JonesMar 11, 2026 · Affiliated broker-dealer or bank to another
- Timothy Christopher Britt to Edward JonesMar 5, 2026 · Affiliated broker-dealer or bank to another
- Jason Harold York to Edward JonesMar 5, 2026 · Affiliated broker-dealer or bank to another
- Marcus Todd Terdik to Piedmont Private Wealth, LLCMar 2, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Samanthia Sarvis Smith to Raymond James & Associates, Inc.Feb 12, 2026 · Affiliated broker-dealer or bank to another
- April Leigh Van Nieuwland to Sanctuary Advisors, LLCOct 16, 2025 · Affiliated broker-dealer or bank to another
- Jeffery Alan Hanna to LPL Financial LLCSep 25, 2024 · Affiliated broker-dealer or bank to another
- Daniel Mark Gaugert to Capital Advisers, Inc.Aug 19, 2024 · Affiliated broker-dealer or bank to independent RIA
- William Bradley Helms to Strategic Blueprint, LLCMay 8, 2024 · Affiliated broker-dealer or bank to independent RIA
- Jonathan Andrew Ingram to Sollinda Capital Management LLCMay 3, 2024 · Affiliated broker-dealer or bank to independent RIA
- Ryan Anthony Mumy to Cic Advisers, LLCMar 28, 2024 · Other
- Laurence Buell Tipton to Cambridge Investment Research Advisors, Inc.Feb 5, 2024 · Affiliated broker-dealer or bank to another
Joined, latest
- William Joshua Parsons from Raymond James & Associates, Inc.Aug 25, 2026 · Affiliated broker-dealer or bank to another
- Alexander Lee Mason from Raymond James & Associates, Inc.Feb 23, 2026 · Affiliated broker-dealer or bank to another
- Richard Hunter Halverson from Cetera Investment Advisers LLCFeb 20, 2026 · Affiliated broker-dealer or bank to another
- Lawrence Roger Allen from Bb&T Investment Services, Inc.Feb 11, 2026 · Other
- Cameron Merrill Evans from Foundations Investment Advisors LLCSep 8, 2025 · RIA to affiliated broker-dealer or bank
- Christopher David Langlois from Strategic Advisers LLCAug 5, 2025 · Affiliated broker-dealer or bank to another
- Jason Harold York from LPL Financial LLCJun 10, 2025 · Affiliated broker-dealer or bank to another
- Matthew Christopher Howard from LPL Financial LLCJun 10, 2025 · Affiliated broker-dealer or bank to another
- Frederick Perry Turner from LPL Financial LLCJun 10, 2025 · Affiliated broker-dealer or bank to another
- Samanthia Sarvis Smith from LPL Financial LLCJun 10, 2025 · Affiliated broker-dealer or bank to another
- Abigail Ruth Tilley from Strategic Advisers LLCMay 20, 2025 · Affiliated broker-dealer or bank to another
- James Russell Beam from Sollinda Capital Management LLCMar 20, 2025 · RIA to affiliated broker-dealer or bank
- Cort Frederick Meinelschmidt from Sentinel Capital SolutionsJan 7, 2025 · RIA to affiliated broker-dealer or bank
- Kenneth Rell Davis from Concourse Financial Group AdvisorsDec 17, 2024 · Affiliated broker-dealer or bank to another
- S Diane Davis from Concourse Financial Group AdvisorsDec 17, 2024 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Edward JonesMar 5, 2026 · Cary, Nc
- 4 left for Sollinda Capital Management LLCDec 26, 2023 · Hickory, Nc
- 2 left for Sollinda Capital Management LLCNov 2, 2023 · Savannah, Ga
- 3 left for LPL Financial LLCDec 10, 2021 · Rock Hill, Sc
- 2 left for Osaic Fs, Inc.May 16, 2017 · Winstonsalem, Nc
- 2 left for First Citizens Investor Services, Inc.Mar 11, 2016 · Raleigh, Nc
- 2 left for Raymond James Financial Services Advisors, IncJun 15, 2015 · Hickory, Nc
- 2 joined from LPL Financial LLCJun 23, 2025 · San Diego, Ca
- 2 joined from Concourse Financial Group AdvisorsDec 19, 2024 · Raleigh, Nc
- 2 joined from Wells Fargo AdvisorsMar 10, 2022 · Lumberton, Nc
- 2 joined from Wells Fargo AdvisorsJun 7, 2021 · St Louis, Mo
- 3 joined from Concourse Financial Group AdvisorsMar 28, 2018 · Statesboro, Ga
- 2 joined from Investors Capital AdvisorySep 14, 2016 · Lynnfield, Ma
- 3 joined from Cape Fear Securities, Inc.Sep 10, 2015 · Fayetteville, Nc · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- King Richard Bryant · President And Treasurercontrolsince 03/2014 · owns less than 5%
- Lee Ronald King · Chief Compliance Officercontrolsince 11/2008 · owns less than 5%
- King Richard Bryant · Partner Of R. Bryant Family Partners, Ltd.controlsince 12/1996 · owns F of R. Bryant Family Partners, Ltd.
- Susanne Sadler · Trustee Of R.B.S.B. Family Trustcontrolsince 03/2014 · owns F of R.B.S.B. Family Trust
Entity owners
- R. Bryant Family Partners, Ltd · Ownerdirect · owns 75% or more
- R.B.S.B. Family Trust · Owner In R. Bryant Family Partners, Ltdindirect · owns 75% or more of R. Bryant Family Partners, Ltd
Related persons
Schedule D 7.A
- Capital Advisers, Inc.investment advisernRAUM $620M
- Capital Insurance Affiliatesreal estaten
- Capital Investment Brokerage, Inc.broker-dealern
- Capital Investment Counsel Incinvestment advisernRAUM $1.0B
- Capital Investment Group, Inc.broker-dealern
Advisers that list Capital Investment Advisory Services, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Raleigh, Nc · principal | 94 | 7 | 4 | ||
| Springfield, Ga | 5 | 0 | 0 | ||
| Columbia, Sc | 5 | 1 | 0 | ||
| Charlotte, Nc | 4 | 0 | 1 | ||
| Fayetteville, Nc | 3 | 0 | 0 | ||
| Lexington, Nc | 2 | 0 | 0 | ||
| Atlanta, Ga | 2 | 0 | 0 | ||
| Davidson, Nc | 2 | 0 | 0 | ||
| Greensboro, Nc | 2 | 1 | 0 | ||
| Greenville, Sc | 2 | 0 | 0 | ||
| Jasper, Tx | 2 | 0 | 0 | ||
| Mint Hill, Nc | 2 | 0 | 0 | ||
| Pleasant Garden, Nc | 2 | 0 | 0 | ||
| Rocky Mount, Nc | 2 | 0 | 0 | ||
| Salisbury, Nc | 2 | 0 | 0 | ||
| Cary, Nc | 2 | 0 | 4 | 1 | |
| Winstonsalem, Nc | 2 | 0 | 0 | ||
| Morehead City, Nc | 1 | 0 | 0 | ||
| Midland, Ga | 0 | 0 | 0 | ||
| Savannah, Ga | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Hickory, NC5 employees
- Raleigh, NC4 employees
- Fayetteville, NC3 employees
- Winston-Salem, NC3 employees
- Melville, NY3 employees
- Rocky Mount, NC2 employees
- Raleigh, NC2 employees
- Columbia, SC2 employees
- , 2 employees
- Lexington, NC2 employees
- Dunn, NC2 employees
- Rincon, GA2 employees
- Wilmington, NC2 employees
- , 2 employees
- Kennesaw, GA2 employees
- Fayetteville, NC2 employees
- , 1 employees
- Raleigh, NC1 employees
- Florence, KY1 employees
- Wilmington, NC1 employees
- Monroe, NC1 employees
- Toledo, OH1 employees
- , 1 employees
- Murrells Inlet, SC1 employees
- Wilson, NC1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 12, 2026SADLER, SUSANNE (TRUSTEE OF R.B.S.B. FAMILY TRUST) left Schedule A between the filings of 2014-03-27 and 2026-03-12peers: affiliated wealth managers, $1B to $5B (56)
What changed
consecutive filings, newest first
- Accounts · 8,619 to 9,862Jun 24, 2025 to Mar 12, 2026
- Advisory employees · 76 to 87Jun 24, 2025 to Mar 12, 2026
- BD registered reps · 102 to 80Jun 24, 2025 to Mar 12, 2026
- Charity clients · 11 to 15Jun 24, 2025 to Mar 12, 2026
- Corporate clients · 44 to 48Jun 24, 2025 to Mar 12, 2026
- HNW clients · 629 to 766Jun 24, 2025 to Mar 12, 2026
- Individual clients · 4,957 to 5,406Jun 24, 2025 to Mar 12, 2026
- Pension plan clients · 32 to 41Jun 24, 2025 to Mar 12, 2026
- Assets in custody · $1.9B to $2.4BJun 24, 2025 to Mar 12, 2026
- Employees · 106 to 91Jun 24, 2025 to Mar 12, 2026
- Insurance-licensed employees · 5 to 3Jun 24, 2025 to Mar 12, 2026
- Financial planning clients · 1-10 to 26-50Jun 24, 2025 to Mar 12, 2026
- State-registered IARs · 102 to 86Jun 24, 2025 to Mar 12, 2026
- Discretionary RAUM · $1.9B to $2.4BJun 24, 2025 to Mar 12, 2026
- HNW RAUM · $1.0B to $1.3BJun 24, 2025 to Mar 12, 2026
- Individual RAUM · $834M to $972MJun 24, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $10.6M to $8.4MJun 24, 2025 to Mar 12, 2026
- Pension RAUM · $27.9M to $28.0MJun 24, 2025 to Mar 12, 2026
- RAUM · $1.9B to $2.4BJun 24, 2025 to Mar 12, 2026
- Financial planning clients · 1-10 to 1-10May 7, 2025 to Jun 24, 2025
- Accounts · 8,913 to 8,619Mar 28, 2024 to Mar 26, 2025
- Advisory employees · 71 to 76Mar 28, 2024 to Mar 26, 2025
- BD registered reps · 100 to 102Mar 28, 2024 to Mar 26, 2025
- Charity clients · 16 to 11Mar 28, 2024 to Mar 26, 2025
- Corporate clients · 68 to 44Mar 28, 2024 to Mar 26, 2025
- HNW clients · 712 to 629Mar 28, 2024 to Mar 26, 2025
- Individual clients · 8,004 to 4,957Mar 28, 2024 to Mar 26, 2025
- Pension plan clients · 113 to 32Mar 28, 2024 to Mar 26, 2025
- Assets in custody · unset to 1899589687.0Mar 28, 2024 to Mar 26, 2025
- Custody of client assets · false to trueMar 28, 2024 to Mar 26, 2025
- Insurance-licensed employees · 4 to 5Mar 28, 2024 to Mar 26, 2025
- Financial planning clients · 11-25 to 1-10Mar 28, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.9B to $1.9BMar 28, 2024 to Mar 26, 2025
- HNW RAUM · $712M to $1.0BMar 28, 2024 to Mar 26, 2025
- Individual RAUM · $1.1B to $834MMar 28, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $92.3M to $10.6MMar 28, 2024 to Mar 26, 2025
- Pension RAUM · $117M to $27.9MMar 28, 2024 to Mar 26, 2025
- RAUM · $2.0B to $1.9BMar 28, 2024 to Mar 26, 2025
- Accounts · 9,990 to 8,913Jun 6, 2023 to Mar 28, 2024
- Advisory employees · 78 to 71Jun 6, 2023 to Mar 28, 2024
Signals
42 dated events
- Randolph Mccraven Nash left Capital Investment Advisory Services, Llc for Capital Advisers, Inc. (registered 2026-08-27)Aug 20, 2026 · Advisor changed firm · fact
- Matthew Christopher Howard left Capital Investment Advisory Services, Llc for Cetera Investment Advisers Llc (registered 2026-06-30)Jul 1, 2026 · Advisor changed firm · fact
- Lawrence Roger Allen left Capital Investment Advisory Services, Llc for Edward Jones (registered 2026-03-17)Mar 25, 2026 · Advisor changed firm · fact
- Morgan Larner Mccullen left Capital Investment Advisory Services, Llc for Edward Jones (registered 2026-03-09)Mar 11, 2026 · Advisor changed firm · fact
- Timothy Christopher Britt left Capital Investment Advisory Services, Llc for Edward Jones (registered 2026-03-05)Mar 5, 2026 · Advisor changed firm · fact
- Jason Harold York left Capital Investment Advisory Services, Llc for Edward Jones (registered 2026-03-05)Mar 5, 2026 · Advisor changed firm · fact
- 4 advisors left Capital Investment Advisory Services, LLC (Raleigh, NC) for Edward Jones within 20 daysMar 5, 2026 · Team lift-out · derived
- Marcus Todd Terdik left Capital Investment Advisory Services, Llc for Piedmont Private Wealth, Llc (registered 2026-02-05)Mar 2, 2026 · Advisor changed firm · fact
- Samanthia Sarvis Smith left Capital Investment Advisory Services, Llc for Raymond James & Associates, Inc. (registered 2026-02-12)Feb 12, 2026 · Advisor changed firm · fact
- April Leigh Van Nieuwland left Capital Investment Advisory Services, Llc for Sanctuary Advisors, Llc (registered 2025-11-04)Oct 16, 2025 · Advisor changed firm · fact
- 2 advisors left LPL Financial LLC (San Diego, CA) for Capital Investment Advisory Services, LLC on the same dayJun 23, 2025 · Team lift-out · derived
- 2 advisors left Concourse Financial Group Advisors (Raleigh, NC) for Capital Investment Advisory Services, LLC on the same dayDec 19, 2024 · Team lift-out · derived
- Jeffery Alan Hanna left Capital Investment Advisory Services, Llc for Lpl Financial Llc (registered 2024-09-30)Sep 25, 2024 · Advisor changed firm · fact
- Daniel Mark Gaugert left Capital Investment Advisory Services, Llc for Capital Advisers, Inc. (registered 2024-08-28)Aug 19, 2024 · Advisor changed firm · fact
- William Bradley Helms left Capital Investment Advisory Services, Llc for Strategic Blueprint, Llc (registered 2024-05-17)May 8, 2024 · Advisor changed firm · fact
- Jonathan Andrew Ingram left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2024-05-15)May 3, 2024 · Advisor changed firm · fact
- Ryan Anthony Mumy left Capital Investment Advisory Services, Llc for Cic Advisers, Llc (registered 2009-07-13)Mar 28, 2024 · Advisor changed firm · fact
- Laurence Buell Tipton left Capital Investment Advisory Services, Llc for Cambridge Investment Research Advisors, Inc. (registered 2024-02-05)Feb 5, 2024 · Advisor changed firm · fact
- David Eric Van Horn left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2024-01-02)Dec 26, 2023 · Advisor changed firm · fact
- Andrew Elisha Rader left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2024-01-02)Dec 26, 2023 · Advisor changed firm · fact
- Gavin Marshall Langley left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2024-01-02)Dec 26, 2023 · Advisor changed firm · fact
- 4 advisors left Capital Investment Advisory Services, LLC (Raleigh, NC) for Sollinda Capital Management LLC on the same dayDec 26, 2023 · Team lift-out · derived
- James Russell Beam left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2024-01-02)Dec 26, 2023 · Advisor changed firm · fact
- Amber Hope Hinds left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2024-01-19)Dec 13, 2023 · Advisor changed firm · fact
- Anna Huffman Winger left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2023-11-03)Nov 3, 2023 · Advisor changed firm · fact
- Marianne Katherine Brouillette left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2023-12-05)Nov 2, 2023 · Advisor changed firm · fact
- 2 advisors left Capital Investment Advisory Services, LLC (Savannah, GA) for Sollinda Capital Management LLC on the same dayNov 2, 2023 · Team lift-out · derived
- Christopher Jason Cowan left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2023-12-05)Nov 2, 2023 · Advisor changed firm · fact
- Victor Anthony Banks left Capital Investment Advisory Services, Llc for Integrity Advisory Solutions (registered 2023-08-17)Jul 27, 2023 · Advisor changed firm · fact
- Anthony Ryan Mumy (Chief Investment Officer) no longer on Schedule A of Capital Investment Advisory Services, Llc (listed 2023-03-27, absent 2023-05-01)May 1, 2023 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- CAPITAL-INVEST.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 919-831-2370reportedpublic record, Form ADV, Mar 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $23.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026