DFX Intelligence
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Registered advisor
B•••• M•••••• D••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
22 y
since Nov 4, 2003
In the industry
33 y
since Nov 17, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 11, 2009 · Richfield, Oh
- D•••• W••••• M••••••••• L•• state registered currentsince Nov 4, 2003 · Richfield, Oh
- H•••••• T••••••• • K•••• L•• independent RIAJan 14, 2003 to Mar 12, 2009 · Akron, Oh
Moves
a registration end followed by a registration begin elsewhere
- H•••••• T••••••• • K•••• L•• to D•••• W••••• M••••••••• L••left Mar 12, 2009, registered Nov 4, 2003 (-1955 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address