RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since May 1, 2025 · Washington, Dc
• G•••• P•••• A•••••••• L•• former
  Apr 1, 2021 to May 1, 2025 · Rockville, Md
• H• B•••• I••• former
  Sep 23, 2008 to Apr 1, 2021 · Washington, Dc
• M•• I•••••••• S•••••••• L•• BD affiliated
  Dec 15, 1999 to Jul 24, 2008 · Fairfax, Va

• G•••• P•••• A•••••••• L•• to L•• F•••••••• L••
  left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
• H• B•••• I••• to G•••• P•••• A•••••••• L••
  left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
• M•• I•••••••• S•••••••• L•• to H• B•••• I•••
  left Jul 24, 2008, registered Sep 23, 2008 (61 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

35derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address