RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• M•••••
- A•••••••• C•••••• M••••••••• L•• other currentsince Oct 1, 2025 · Los Angeles, Ca
- A••••• A•••• M••••••••• U•• I••• formerJan 4, 2021 to Apr 25, 2025 · Boston, Ma
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• formerNov 13, 2012 to Dec 31, 2020 · Boston, Ma
- P••••• I••••••••• M••••••••• L•• asset managerMar 27, 2008 to Sep 24, 2012 · Boston, Ma
- P••••• I••••••••• M••••••••• L•• asset managerMar 20, 2003 to Mar 19, 2008 · Boston, Ma
- A••••• A•••• M••••••••• U•• I••• to A•••••••• C•••••• M••••••••• L••left Apr 25, 2025, registered Oct 1, 2025 (159 days) · Other
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• to A••••• A•••• M••••••••• U•• I•••left Dec 31, 2020, registered Jan 4, 2021 (4 days) · corporate re-registration, not a move
- P••••• I••••••••• M••••••••• L•• to A••••• P•••••• I••••••••• A•••• M••••••••• I•••left Sep 24, 2012, registered Nov 13, 2012 (50 days) · Other
- D•••• M•••••• M••••• left A••••• A•••• M••••••••• U•• I••• for A•••••••• C•••••• M••••••••• L•• (registered 2025-10-01)Apr 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address