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Registered advisor
C••••••••• P••• V••••••
Feed of 09/15/2026
Also filed as Chris V••••••
At current firm
8 y
since Jan 19, 2018
In the industry
33 y
since Sep 22, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 19, 2018 · Fuquay Varina, Nc
- O•••• F•• I••• formerApr 22, 2002 to Feb 13, 2018 · Dunn, Nc
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to L•• F•••••••• L••left Feb 13, 2018, registered Jan 19, 2018 (-25 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address