RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• E••• H•••
- Title
- Senior Wealth Advisorreportedrosecapitaladvisors.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- R••• C•••••• A•••••••• L•• independent RIA currentsince Jul 10, 2025 · Westport, Ct
- M••••• S•••••• wirehouseAug 31, 2017 to May 30, 2025 · Westport, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Sep 1, 2017 · Scarsdale, Ny
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedNov 12, 2008 to Oct 23, 2009 · Scarsdale, Ny
- D••••••• • D••••••• L•• formerJun 28, 2006 to Nov 10, 2008 · New York, Ny
- M••••• S•••••• to R••• C•••••• A•••••••• L••left May 30, 2025, registered Jul 10, 2025 (41 days) · Wirehouse to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Sep 1, 2017, registered Aug 31, 2017 (-1 days) · Wirehouse to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- D••••••• • D••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Nov 10, 2008, registered Nov 12, 2008 (2 days) · Other
- R••••• E••• H••• left M••••• S•••••• for R••• C•••••• A•••••••• L•• (registered 2025-07-10)May 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address