B•••• K•••• M••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Jun 29, 2023 · Huntington, Wv
• S••••• F•••••••• G•••• I•• former
  Mar 10, 2010 to May 20, 2021 · Barboursville, Wv
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jan 2, 2009 to Mar 10, 2010 · Saint Petersburg, Fl
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Oct 14, 2003 to Jan 2, 2009 · Barboursville, Wv

• S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••
  left May 20, 2021, registered Jun 29, 2023 (770 days) · corporate re-registration, not a move
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••• F•••••••• G•••• I••
  left Mar 10, 2010, registered Mar 10, 2010 (0 days) · Other
• R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address