DFX Intelligence
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Registered advisor
J•• H••••••• H••••
Feed of 09/14/2026
Also filed as H••••••• H•••••••• H••••••••• H••••••••• J••• H•••••••• H••••••• H••••
At current firm
8 y
since Nov 22, 2017
In the industry
33 y
since Oct 15, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Nov 22, 2017 · Los Angeles, Ca
- L•• F•••••••• L•• BD affiliatedNov 3, 2014 to Nov 6, 2017 · Annandale, Va
- E•••• S••••••••• L•• BD affiliatedMay 11, 2009 to Nov 3, 2014 · Fairfax, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 3, 2008 to Feb 17, 2009 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 6, 2017, registered Nov 22, 2017 (16 days) · Other
- E•••• S••••••••• L•• to L•• F•••••••• L••left Nov 3, 2014, registered Nov 3, 2014 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••• S••••••••• L••left Feb 17, 2009, registered May 11, 2009 (83 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address